How trustworthy is your Financial Advisor?

CHECK FOR RED FLAGS

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See the full picture before you decide

Nearly 100,000 registered financial advisors have customer disputes, bankruptcies, criminal activity, and more on their records. In 2023, about 60 red flags were recorded daily. That's why it's crucial to check if your advisor has any red flags and decide whether you're comfortable with them.

GET TO KNOW Diane

ADVISOR PROFILE

1. JAMES FINANCIAL GROUP, NON-INVESTMENT RELATED, 1186 E. GRAND AVE., ARROYO GRANDE, CA 93420, DBA FOR MARKETING PURPOSES ONLY, BOOKKEEPER, SINCE 2/10/2016. 2. JAMES REAL ESTATE POSITION: Sales Agent NATURE: Representing buyer and seller of homes INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/04/2022 ADDRESS: Arroyo Grande CA 93420, United States DESCRIPTION: I am a licensed realtor

FIRM INFORMATION

Some financial advisors may work at more than one firm. Click view work history below to review their data.

GET PROTECTED WITH ADVISORCHECK

At AdvisorCheck, we want to ensure that the financial advisor you work with, or plan to work with, provides you with peace of mind that your money is safe. That’s why we offer background checks that cover 9 key categories.
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Diane Lynn James

Experience: 33 years / 2 firms

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