Daniel A. Odigie
Professional summary
Daniel A Odigie, who also goes by Dan Odigie, Danie A Odigie, Daniel Odigie, is a registered financial advisor currently at IP FINANCIAL ADVISORY SERVICES LLC located in West Palm Beach, Florida and INNOVATION PARTNERS LLC located in Charlotte, North Carolina.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Daniel has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel A Odigie's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 3, 2020 - Present
IP FINANCIAL ADVISORY SERVICES LLC
Office #1: 1645 Palm Beach Lakes Boulevard Suite 1200, West Palm Beach, FL 33401July 10, 2020 - Present
INNOVATION PARTNERS LLC
Office #1: 5950 Fairview Road Suite 140, Charlotte, NC 28210July 28, 2020 - August 4, 2020
INNOVATION PARTNERS LLC
April 3, 2019 - July 20, 2020
OSAIC FS, INC.
April 2, 2019 - July 20, 2020
OSAIC FS, INC.
November 13, 2013 - April 2, 2019
NBC SECURITIES, INC.
October 21, 2013 - April 2, 2019
NBC SECURITIES, INC.
September 2, 2011 - October 23, 2013
MORGAN STANLEY
September 1, 2011 - October 23, 2013
MORGAN STANLEY
January 25, 1996 - August 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 8, 1995 - August 16, 2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 1, 1994 - October 20, 1995
CONSECO SECURITIES, INC.
May 22, 1991 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
May 22, 1991 - October 22, 1994
PRUCO SECURITIES, LLC.
Primary Firm SEC Registration
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/10/2020)
(7/28/2020)
(8/3/2020)
(7/10/2020)
(7/10/2020)
(7/10/2020)
(7/10/2020)
(7/31/2020)
(8/3/2020)
Exams
FINRA
Current Firm
IP FINANCIAL ADVISORY SERVICES LLC
CRD#: 305772 / SEC#: 801-117481
Contact information
SEC notice filing (48 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 2,887 |
| AUM (Assets Under Management) | $ 456,110,407 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
