Joe B. Wiley

CAPITAL CITIES INVESTMENTS

Indianapolis, IN 46202

Some features on this profile are disabled

CRD#: 2134155

Professional summary

Joe Bill Wiley is a registered financial advisor currently at CAPITAL CITIES INVESTMENTS located in Indianapolis, Indiana and CAPITAL CITIES, LLC located in Indianapolis, Indiana.

Joe is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Joe has worked at 4 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

White River State Park Development Commission, Indianapolis, IN., Commission Chairman, Since 12/2011, 1 to 2 hours a quarter spent during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Bill Wiley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 15, 1995 - Present

CAPITAL CITIES INVESTMENTS

Office #1: 426 East New York Street, Indianapolis, IN 46202

RIA

CRD#: 116185

Indianapolis, IN

Current

December 21, 1998 - Present

CAPITAL CITIES, LLC

Office #1: 426 East New York Street, Indianapolis, IN 46202-3602

RIA

CRD#: 122916

Indianapolis, IN

Past

September 19, 2011 - March 22, 2017

LIMESTONE CAPITAL ADVISERS, LLC

RIA

CRD#: 158447

INDIANAPOLIS, IN

Past

April 2, 1991 - December 31, 2003

MUTUAL SERVICE CORPORATION

CRD#: 4806

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL CITIES INVESTMENTS

CRD#: 116185 / SEC#: 801-69504

RIA

Registered Investment Advisory firm - (8/27/2008 Approved)

Florida

Registered Investment Advisory firm - (8/27/2008 Terminated)

Indiana

Registered Investment Advisory firm - (8/27/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/10/2008 Terminated)

Vermont

Registered Investment Advisory firm - (8/27/2008 Terminated)

Virginia

Registered Investment Advisory firm - (8/27/2008 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(9/15/1995)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/4/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/3/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/22/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/1991

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/27/1995

General Securities Principal Examination

Current Firm

CAPITAL CITIES INVESTMENTS

CRD#: 116185 / SEC#: 801-69504

RIA

Registered Investment Advisory firm - (8/27/2008 Approved)

Florida

Registered Investment Advisory firm - (8/27/2008 Terminated)

Indiana

Registered Investment Advisory firm - (8/27/2008 Terminated)

Massachusetts

Registered Investment Advisory firm - (9/10/2008 Terminated)

Vermont

Registered Investment Advisory firm - (8/27/2008 Terminated)

Virginia

Registered Investment Advisory firm - (8/27/2008 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

426 East New York Street, Indianapolis, IN 46202

Mailing Address

Phone number

(317) 475-4500

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL CITIES INVESTMENTS ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,319
AUM (Assets Under Management)	$ 251,443,578

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

Similar Advisors

John Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Brian Cooke

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

Tammy Williams

SANCTUARY ADVISORS, LLC

IAR

Indianapolis, IN

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Joe B. Wiley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joe Bill Wiley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL CITIES, LLC

LIMESTONE CAPITAL ADVISERS, LLC

MUTUAL SERVICE CORPORATION

Primary Firm SEC Registration

CAPITAL CITIES INVESTMENTS

State Registrations and Notice Filings

Exams

Series 65

Date: 6/4/1992

Series 63

Date: 4/3/1991

Series 7

Date: 11/22/1993

Series 6

Date: 4/1/1991

Series 24

Date: 6/27/1995

Current Firm

CAPITAL CITIES INVESTMENTS

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL CITIES INVESTMENTS

TRUST BUT VERIFY

Contact information

Similar Advisors