Daren D. Yu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daren Dyierh Yu was a registered financial professional .
Daren is a previously registered financial professional and started their career in finance in 1993. Daren had worked at 4 firms and has passed the SIE, Series 99 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 11, 2012 - January 15, 2013
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
September 11, 2012 - January 15, 2013
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
September 11, 2012 - September 12, 2019
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
May 19, 1993 - October 30, 2001
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
April 20, 1993 - May 19, 1993
FRANKLIN REAL ESTATE DISTRIBUTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
TEMPLETON/FRANKLIN INVESTMENT SERVICES,INC.
CRD#: 27884 / SEC#: , 8-43206
Contact information
Documents
Disclosures
| Arbitration | 1 |
Red Flags
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