Paul F. Mcneill

MAG CAP

RIDGELAND, MS 39157

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CRD#: 2133713

Professional summary

Paul Frederick Mcneill is a registered financial advisor currently at MAG CAP located in Ridgeland, Mississippi.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Paul has worked at 2 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Frederick Mcneill's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2023 - Present

MAG CAP

Office #1: 1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157

RIA

CRD#: 298398

RIDGELAND, MS

Past

July 28, 1992 - May 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RIDGELAND, MS

Past

May 8, 1991 - May 1, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RIDGELAND, MS

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(7/26/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2023

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/1/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/9/2013

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 4/30/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/6/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 5/13/2002

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 5/11/2002

General Securities Sales Supervisor - Options Module Examination

Current Firm

MAG CAP

CRD#: 298398 / SEC#: 801-114023

RIA

Registered Investment Advisory firm - (9/21/2018 Approved)

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Contact information

Main Address

1076 Highland Colony Parkway Suite 291, Ridgeland, MS 39157

Mailing Address

Phone number

(601) 362-5872

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MAG CAP FIRM BROCHURE (4/1/2025)

Regulatory assets under management

Total Number of Accounts	3,743
AUM (Assets Under Management)	$ 1,482,714,109

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul F. Mcneill

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Frederick Mcneill's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

MAG CAP

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2023

Series 63

Date: 6/1/1991

SIE

Date: 5/1/2017

Series 3

Date: 8/9/2013

Series 31

Date: 4/30/2004

Series 7

Date: 5/6/1991

Series 10

Date: 5/13/2002

Series 9

Date: 5/11/2002

Current Firm

MAG CAP

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MAG CAP

TRUST BUT VERIFY

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