Jeffrey J. Sutton

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CRD#: 2133683

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jeffrey John Sutton was a registered financial professional .

Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 10 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

July 1, 2013 - September 16, 2019

SPC

RIA

CRD#: 110692

EAST LANSING, MI

Past

April 19, 2013 - July 15, 2013

CARDINAL FINANCIAL CONSULTANTS, LLC

RIA

CRD#: 147918

OKEMOS, MI

Past

May 12, 2011 - December 4, 2012

CARDINAL FINANCIAL CONSULTANTS, LLC

RIA

CRD#: 147918

OKEMOS, MI

Past

October 11, 2010 - May 12, 2011

CHESME CAPITAL MANAGEMENT

RIA

CRD#: 129342

DEWITT, MI

Past

February 26, 2010 - March 31, 2010

OSAIC WEALTH, INC.

CRD#: 23131

LANSING, MI

Past

September 30, 2009 - April 12, 2010

REHMANN WEALTH

RIA

CRD#: 123047

LANSING, MI

Past

October 1, 2007 - February 26, 2010

TRIAD ADVISORS LLC

CRD#: 25803

LANSING, MI

Past

January 2, 2003 - October 2, 2007

MUTUAL SERVICE CORPORATION

CRD#: 4806

LANSING, MI

Past

November 1, 1996 - January 3, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

December 7, 1993 - November 1, 1996

STATE FIRST FINANCIAL, INC.

CRD#: 26375

Past

June 14, 1993 - December 14, 1993

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

October 7, 1991 - December 31, 1992

STATE FIRST FINANCIAL, INC.

CRD#: 26375

Past

April 19, 1991 - October 11, 1991

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/30/2010

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/18/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 4/18/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SPC

PARKLAND SECURITIES, LLC | SPC | SIGMA PLANNING CORPORATION | SIGMA PLANNING CORP

CRD#: 110692 / SEC#: 801-20404

RIA

Registered Investment Advisory firm - (1/11/1984 Approved)

Alaska

Registered Investment Advisory firm - (2/13/2002 Cancelled)

Arizona

Registered Investment Advisory firm - (2/14/2002 Terminated)

California

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Colorado

Registered Investment Advisory firm - (2/14/2002 Cancelled)

Delaware

Registered Investment Advisory firm - (2/14/2002 Terminated)

Hawaii

Registered Investment Advisory firm - (3/19/2002 Terminated)

Montana

Registered Investment Advisory firm - (2/12/2002 Terminated)

New Hampshire

Registered Investment Advisory firm - (2/14/2002 Terminated)

New Mexico

Registered Investment Advisory firm - (2/14/2002 Terminated)

New York

Registered Investment Advisory firm - (1/17/2002 Cancelled)

Rhode Island

Registered Investment Advisory firm - (3/7/2002 Terminated)

Tennessee

Registered Investment Advisory firm - (2/14/2002 Terminated)

Utah

Registered Investment Advisory firm - (1/17/2002 Terminated)

Wisconsin

Registered Investment Advisory firm - (1/30/2002 Terminated)

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Contact information

Main Address

300 Parkland Plaza, Ann Arbor, MI 48103

Mailing Address

Phone number

(734) 663-1611

Established

Firm type

Fiscal year end

# of Employees

462

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPC FORM ADV WRAP FEE PROGRAM BROCHURE (3/20/2025)

SPC FORM ADV BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	26,544
AUM (Assets Under Management)	$ 5,655,661,675

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey J. Sutton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

CARDINAL FINANCIAL CONSULTANTS, LLC

CARDINAL FINANCIAL CONSULTANTS, LLC

CHESME CAPITAL MANAGEMENT

OSAIC WEALTH, INC.

REHMANN WEALTH

TRIAD ADVISORS LLC

MUTUAL SERVICE CORPORATION

FSC SECURITIES CORPORATION

STATE FIRST FINANCIAL, INC.

PFS INVESTMENTS INC.

STATE FIRST FINANCIAL, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

SPC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/30/2010

Series 63

Date: 4/18/1991

Series 6

Date: 4/18/1991

Current Firm

SPC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPC

TRUST BUT VERIFY

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