Paolo F. Marchetti

401K ENGINEERS

TRACY, CA 95376

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CRD#: 2133536

Professional summary

Paolo Francesco Marchetti, AIF®, who also goes by Paul Francesco Marchetti, is a registered financial advisor currently at 401K ENGINEERS INC. located in Tracy, California.

Paolo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Paolo has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Paul Francesco Marchetti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 401k Engineers 1227 Pleasant Grove Blvd #200, Roseville Ca 95678. Owner of Legal business Entity. 9/15/2017. Investment related. 2hrs/monthly, 2hrs/ during trading. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.PNP FINANCIAL INC, 3373 PASEO MIRA VISTA, LINCOLN, CA, 12/2017 AS OWNER OF S-CORP PROVIDING 3(16) SERVICES. NIR - 20/WK - 8/TRADING.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paolo Francesco Marchetti's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

February 28, 2025 - Present

401K ENGINEERS INC.

Office #1: 120 E 12th St, Tracy, CA 95376

RIA

CRD#: 309129

TRACY, CA

Past

June 5, 2020 - December 31, 2024

401K ENGINEERS INC.

RIA

CRD#: 309129

TRACY, CA

Past

September 17, 2015 - September 2, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

Roseville, CA

Past

September 8, 2015 - September 2, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Roseville, CA

Past

May 19, 2014 - September 11, 2015

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

ROSEVILLE, CA

Past

March 7, 2014 - September 11, 2015

PARK AVENUE SECURITIES LLC

CRD#: 46173

ROSEVILLE, CA

Past

March 29, 2001 - April 16, 2004

A. G. EDWARDS & SONS, INC.

RIA

CRD#: 4

SACRAMENTO, CA

Past

December 5, 1997 - April 16, 2004

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

April 21, 1993 - December 22, 1997

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

April 21, 1993 - December 22, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

May 2, 1991 - September 17, 1991

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 2, 1991 - September 17, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/25/2014

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 5/9/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/7/2014

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 10/19/2000

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 10/2/2000

General Securities Sales Supervisor - Options Module Examination

Current Firm

401K ENGINEERS INC.

401K ENGINEERS | 401K ENGINEERS INC.

CRD#: 309129 / SEC#:

California

Registered Investment Advisory firm - (2/28/2025 Approved)

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Contact information

Main Address

120 E 12th St, Tracy, CA 95376

Mailing Address

Phone number

(916) 600-1892

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	148
AUM (Assets Under Management)	$ 44,250,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Paolo F. Marchetti

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paolo Francesco Marchetti's CRS (Customer Relationship Summary).

Certified licenses

Experience

401K ENGINEERS INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

A. G. EDWARDS & SONS, INC.

A. G. EDWARDS & SONS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/25/2014

Series 63

Date: 5/9/1991

SIE

Date: 10/1/2018

Series 7

Date: 3/7/2014

Series 10

Date: 10/19/2000

Series 9

Date: 10/2/2000

Current Firm

401K ENGINEERS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

401K ENGINEERS INC.

TRUST BUT VERIFY

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