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Paolo F. Marchetti

401K ENGINEERS
TRACY, CA 95376
Some features on this profile are disabled
CRD#: 2133536
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Professional summary


Paolo Francesco Marchetti, AIF®, who also goes by Paul Francesco Marchetti, is a registered financial advisor currently at 401K ENGINEERS INC. located in Tracy, California.

Paolo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Paolo has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Paul Francesco Marchetti

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 401k Engineers 1227 Pleasant Grove Blvd #200, Roseville Ca 95678. Owner of Legal business Entity. 9/15/2017. Investment related. 2hrs/monthly, 2hrs/ during trading. 2.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 8/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 3.PNP FINANCIAL INC, 3373 PASEO MIRA VISTA, LINCOLN, CA, 12/2017 AS OWNER OF S-CORP PROVIDING 3(16) SERVICES. NIR - 20/WK - 8/TRADING.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Paolo Francesco Marchetti's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
AIF®

Experience


Current

February 28, 2025 - Present

401K ENGINEERS INC.

Office #1: 120 E 12th St, Tracy, CA 95376
RIA
CRD#: 309129
TRACY, CA
Past

June 5, 2020 - December 31, 2024

401K ENGINEERS INC.

RIA
CRD#: 309129
TRACY, CA
Past

September 17, 2015 - September 2, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

BD
CRD#: 39543
Roseville, CA
Past

September 8, 2015 - September 2, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA
CRD#: 134139
Roseville, CA
Past

May 19, 2014 - September 11, 2015

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
ROSEVILLE, CA
Past

March 7, 2014 - September 11, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
ROSEVILLE, CA
Past

March 29, 2001 - April 16, 2004

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
SACRAMENTO, CA
Past

December 5, 1997 - April 16, 2004

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

April 21, 1993 - December 22, 1997

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

April 21, 1993 - December 22, 1997

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

May 2, 1991 - September 17, 1991

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

May 2, 1991 - September 17, 1991

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(2/28/2025)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/25/2014
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


4E
401K ENGINEERS INC.
401K ENGINEERS | 401K ENGINEERS INC.

CRD#: 309129 / SEC#:

California
Registered Investment Advisory firm - (2/28/2025 Approved)
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Contact information


Main Address
120 E 12th St, Tracy, CA 95376
Mailing Address
Phone number
(916) 600-1892
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts148
AUM (Assets Under Management)$ 44,250,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


401K ENGINEERS INC.

CRD#: 309129Tracy, CA 95376

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