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Eugene Miller Howerdd

CRD# 2133498·Registered 1992 - 2012
Previously Registered: Being a previously registered professional could mean that Eugene is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eugene Miller Howerdd, who also goes by Eugene Howerdd, Gene Howerdd Jr, Gene Howerdd, was a registered financial advisor. Eugene was a previously registered financial professional and started their career in finance 1992 - 2012. Eugene had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 3 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene Howerdd, Gene Howerdd Jr, Gene Howerdd

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

NETINVESTMENTADVISOR.COM·CRD# 111629
RIA
Augusta, GA
January 2, 2004 - March 23, 2012
WELLSTONE SECURITIES, LLC·CRD# 121559
BD
Cumming, GA
January 14, 2003 - November 2, 2004
MEDALLION EQUITIES, INC.·CRD# 43399
BD
Marietta, GA
September 5, 2002 - January 2, 2003
WAVELAND CAPITAL PARTNERS LLC·CRD# 40054
BD
Irvine, CA
April 16, 2002 - September 30, 2002
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
July 16, 1996 - March 21, 2002
CARTER, TERRY & COMPANY, INC.·CRD# 16365
BD
Atlanta, GA
June 8, 1994 - July 23, 1996
INTL CUSTODY & CLEARING SOLUTIONS INC.·CRD# 23952
BD
Birmingham, AL
August 12, 1992 - June 9, 1994

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Current Firm

NE
NETINVESTMENTADVISOR.COM

HOWERDD FINANCIAL CORPORATION | NETINVESTMENTADVISOR.COM | NETINVESTMENTADVISOR.COM, INC. | THE HOWERDD GROUP, LTD

CRD#: 111629 / SEC#: 801-61837

Contact Information

Main Address

Augusta, GA

Documents

Latest Form ADV

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Mar 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1992About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Aug 1992About the Series 7 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1991About the Series 3 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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