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Darryl John Lowen

CRD# 2133354·Registered 1991 - 2017
Previously Registered: Being a previously registered professional could mean that Darryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darryl John Lowen was a registered financial advisor. Darryl was a previously registered financial professional and started their career in finance 1991 - 2017. Darryl had worked at 10 firms and has passed the Series 65, Series 63, Series 66, Series 6, Series 7 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

28 years in the financial services industry

Current & Past Employments

ORION PORTFOLIO SOLUTIONS, LLC·CRD# 125446
RIA
Hebron, KY
August 30, 2016 - March 17, 2017
FORESTERS FINANCIAL SERVICES, INC.·CRD# 305
BD
E. Hartford, CT
June 23, 2014 - August 15, 2014
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC·CRD# 18353
BD
Hartford, CT
May 5, 2009 - April 7, 2010
METLIFE INVESTORS DISTRIBUTION COMPANY·CRD# 107622
BD
Bloomfield, CT
September 8, 2005 - September 24, 2008
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Lincoln, NE
June 18, 2003 - August 20, 2004
QUICK & REILLY, INC.·CRD# 11217
BD
New York, NY
April 18, 2001 - August 22, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
June 23, 1999 - April 17, 2001
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
January 1, 1992 - March 25, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
March 26, 1991 - June 3, 1991
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
March 26, 1991 - June 3, 1991

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Current Firm

OP
ORION PORTFOLIO SOLUTIONS, LLC

FTJ FUNDCHOICE, LLC | ORION PORTFOLIO SOLUTIONS, LLC

CRD#: 125446 / SEC#: 801-61964

Contact Information

Main Address

17605 Wright St, Omaha, NE 68130

Mailing Address

2300 Litton Lane Suite 100, Hebron, KY 41048

Phone Number

(859) 426-2000

# of Employees

112

Documents

Latest Form ADV

Part 2 Brochures

OPS FORM ADV PART 2A (10/18/2022)

Regulatory Assets Under Management

Total Number of Accounts

81,242

AUM (Assets Under Management)

$14,194,829,219

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Aug 2016About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2014About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Jul 1999About the Series 66 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jun 2014About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Jun 1999About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Jul 2001About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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