Darryl J. Lowen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl John Lowen was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 1991. Darryl had worked at 10 firms and has passed the Series 65, Series 63, Series 66, Series 6, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2016 - March 17, 2017
ORION PORTFOLIO SOLUTIONS, LLC
June 23, 2014 - August 15, 2014
FORESTERS FINANCIAL SERVICES, INC.
May 5, 2009 - April 7, 2010
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
September 8, 2005 - September 24, 2008
METLIFE INVESTORS DISTRIBUTION COMPANY
June 18, 2003 - August 20, 2004
ALLSTATE FINANCIAL SERVICES, LLC
April 18, 2001 - August 22, 2001
QUICK & REILLY, INC.
June 23, 1999 - April 17, 2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 1, 1992 - March 25, 1992
MML INVESTORS SERVICES, LLC
March 26, 1991 - June 3, 1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
March 26, 1991 - June 3, 1991
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ORION PORTFOLIO SOLUTIONS, LLC
CRD#: 125446 / SEC#: 801-61964
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 81,242 |
| AUM (Assets Under Management) | $ 14,194,829,219 |
Red Flags
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