Frank Marsella
Professional summary
Frank Marsella was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Frank is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Frank had worked at 4 firms, which includes TRIGEM AMERSTOCK CORPORATION, GLOBAL CAPITAL SECURITIES CORPORATION, H.J. MEYERS & CO. INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 25, 1993 - February 17, 1994
TRIGEM AMERSTOCK CORPORATION
April 23, 1992 - May 27, 1993
GLOBAL CAPITAL SECURITIES CORPORATION
July 19, 1991 - April 28, 1992
H.J. MEYERS & CO., INC.
April 24, 1991 - July 25, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
TRIGEM AMERSTOCK CORPORATION
CRD#: 10915 / SEC#: , 8-17916
Contact information
Documents
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