Jeffrey Banks
Professional summary
Jeffrey Banks was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Jeffrey had worked at 7 firms, which includes J. BANKS COMPANY, THE AGEAN GROUP INC, JWGENESIS SECURITIES INC., D. BLECH & COMPANY INCORPORATED, J. GREGORY & COMPANY INC., J. W. GANT & ASSOCIATES INC., CHATFIELD DEAN & CO. INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 24, 1997 - August 25, 1999
J. BANKS COMPANY
November 22, 1996 - December 17, 1996
THE AGEAN GROUP, INC
October 20, 1994 - November 29, 1994
JWGENESIS SECURITIES, INC.
June 30, 1994 - September 16, 1994
D. BLECH & COMPANY, INCORPORATED
July 22, 1992 - August 3, 1994
J. GREGORY & COMPANY, INC.
August 19, 1991 - July 29, 1992
J. W. GANT & ASSOCIATES, INC.
May 16, 1991 - June 24, 1991
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Current Firm
J. BANKS COMPANY
CRD#: 42570 / SEC#: , 8-49883
Contact information
Documents
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