Valerie V. Walls
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Victoria Walls, who also goes by Valerie V Moore, Valerie V Walls, was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1994. Valerie had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7, Series 9, Series 10, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 20, 2008 - October 20, 2008
BB&T SECURITIES, LLC
December 19, 2006 - December 3, 2012
SCOTT & STRINGFELLOW, LLC
August 18, 2006 - December 3, 2012
SCOTT & STRINGFELLOW, LLC
February 25, 2004 - July 26, 2006
CAPITAL BROKERAGE CORPORATION
May 5, 2003 - February 24, 2004
CETERA INVESTMENT ADVISERS LLC
September 12, 2001 - February 24, 2004
CAPITAL BROKERAGE CORPORATION
October 1, 1999 - September 14, 2001
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1997 - October 1, 1999
FIRST UNION CAPITAL MARKETS CORP.
April 8, 1994 - March 26, 1997
OSAIC WEALTH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
