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Anthony Paul Librizzi

CRD# 2133015·Registered 1991 - 2018
Previously Registered: Being a previously registered professional could mean that Anthony is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Anthony Paul Librizzi was a registered financial advisor. Anthony was a previously registered financial advisor and started their career in finance 1991 - 2018. Anthony had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

Past

L.O. THOMAS & CO. INC.Past·CRD# 23657
BD
Linwood, NJ
September 27, 2013 - November 29, 2018
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
RIA
Linwood, NJ
January 29, 2009 - September 24, 2013
WELLS FARGO CLEARING SERVICES, LLCPast·CRD# 19616
BD
Linwood, NJ
January 29, 2009 - September 24, 2013
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
RIA
Egg Harbor Township, NJ
January 6, 2004 - February 17, 2009
CITIGROUP GLOBAL MARKETS INC.Past·CRD# 7059
BD
Egg Harbor Township, NJ
January 15, 1999 - February 17, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDPast·CRD# 7691
BD
New York, NY
May 9, 1991 - January 26, 1999

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Current Firm

LT
L.O. THOMAS & CO. INC.

L.O. THOMAS & CO. | L.O. THOMAS & CO. INC.

CRD#: 23657 / SEC#: 8-40875
BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

Contact Information

Main Address

Linwood Commons-suite A-6 2106 New Road, Linwood, NJ 08221

Mailing Address

Linwood Commmons-suite A-6 2106 New Road Po Box 293, Linwood, NJ 08221

Phone Number

(609) 927-4044

Established

New Jersey since 03/01/1996

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

FINRA licenses (22 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
RISLEY, JOHN WESLEY JRPRESIDENT, FINOP, CEO,CCO844622

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 1994About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 1991About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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