Robert L. Hankinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert L Hankinson, who also goes by Robert L Hankinson Jr, Robert L Jr Hankinson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1991. Robert had worked at 3 firms and has passed the Series 63, SIE, Series 7, Series 55 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 25, 2015 - November 16, 2015
GREAT POINT CAPITAL LLC
July 16, 2010 - November 2, 2012
GREAT POINT CAPITAL LLC
August 19, 2009 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
July 8, 1991 - October 26, 1992
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/11/2011
Limited Representative-Equity Trader ExamCurrent Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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