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Cecil William Biggs

CFP®
CRD# 21330·Registered 1970 - 2017
Previously Registered: Being a previously registered professional could mean that Cecil is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Cecil William Biggs, CFP®, who also goes by Bill Biggs, C W Bill, was a registered financial advisor. Cecil was a previously registered financial professional and started their career in finance 1970 - 2017. Cecil had worked at 20 firms and has passed the Series 65 and Series 1 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Bill Biggs, C W Bill

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

CFP®
Certified Financial PlannerSince 1987

Years of Experience

58 years in the financial services industry

Current & Past Employments

AFFILIATED FINANCIAL ADVISORY SERVICES LLC·CRD# 173632
RIA
Denton, TX
September 15, 2015 - October 4, 2017
REDHAWK WEALTH ADVISORS, INC.·CRD# 146616
RIA
Denton, TX
April 13, 2011 - May 15, 2013
AURA FINANCIAL SERVICES, INC.·CRD# 42822
BD
Birmingham, AL
January 26, 1998 - April 5, 2001
WMA SECURITIES, INC.·CRD# 32625
BD
Duluth, GA
December 23, 1994 - December 31, 1995
METROPOLITAN LIFE INSURANCE COMPANY·CRD# 4095
BD
New York, NY
October 25, 1993 - November 3, 1993
MSI FINANCIAL SERVICES, INC.·CRD# 14251
BD
Springfield, MA
October 25, 1993 - November 3, 1993
FSC SECURITIES CORPORATION·CRD# 7461
BD
July 13, 1988 - May 30, 1989
ABACUS EQUITY SERVICES, INC.·CRD# 11271
BD
January 22, 1987 - June 29, 1987
INVESTACORP, INC.·CRD# 7684
BD
February 26, 1986 - December 1, 1986
INVESTACORP, INC.·CRD# 7684
BD
November 20, 1984 - January 1, 1986
LINCOLN NATIONAL PENSION INSURANCE COMPANY·CRD# 10293
BD
August 22, 1983 - January 3, 1989
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
August 22, 1983 - August 12, 1993
CAPSTONE SECURITIES CORPORATION·CRD# 7825
BD
October 28, 1982 - March 23, 1984
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
February 6, 1981 - November 17, 1982
INDEPENDENT FINANCIAL PLANNERS CORPORATION·CRD# 653
BD
September 18, 1979 - March 2, 1981
E. F. HUTTON & COMPANY INC·CRD# 235
BD
August 29, 1978 - October 24, 1979
AMERICAN UNITED LIFE INSURANCE COMPANY·CRD# 1075
BD
August 26, 1976 - September 22, 1988
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
January 7, 1975 - November 8, 1983
ANCHOR NATIONAL FINANCIAL SERVICES, INC.·CRD# 5774
BD
June 7, 1973 - July 5, 1978
INTEGRATED RESOURCES EQUITY CORPORATION·CRD# 6403
BD
January 22, 1973 - June 29, 1973
VANSANCO SERVICES, INC.·CRD# 5270
BD
January 24, 1972 - February 23, 1973
MAIN STREET SECURITIES·CRD# 1000004
BD
May 5, 1970 - May 26, 1971

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Current Firm

AF
AFFILIATED FINANCIAL ADVISORY SERVICES LLC

AFFILIATED FINANCIAL ADVISORY SERVICES LLC | AFFILIATED FINANCIAL SERVICES INC.

CRD#: 173632

Contact Information

Main Address

211 Ft. Worth Drive, Denton, TX 76201-1234

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2010About the Series 65 exam

Series 1 — Registered Representative Examination

Passed Jan 1968

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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