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AG

Arben Gecaj

CABOT LODGE SECURITIES LLC
Shelby Township, MI
Some features on this profile are disabled
CRD#: 2132889
AG

Professional summary


Arben Gecaj, who also goes by Ben Gecaj, is a registered financial advisor currently at CABOT LODGE SECURITIES LLC located in Shelby Township, Michigan.

Arben is registered as a RR (Registered Representative) and started their career in finance in 1996. Arben has worked at 10 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Ben Gecaj

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Arben Gecaj's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 26, 2013 - Present

CABOT LODGE SECURITIES LLC

BD
CRD#: 159712
Shelby Township, MI
Past

May 29, 2019 - August 27, 2019

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
White Plains, NY
Past

April 30, 2010 - July 3, 2013

ALLIED BEACON PARTNERS, INC.

BD
CRD#: 46227
WHITE PLAINS, NY
Past

June 12, 2003 - May 28, 2010

CLARK DODGE & CO., INC.

BD
CRD#: 23288
WHITE PLAINS, NY
Past

December 5, 2001 - June 20, 2003

RYAN BECK & CO.

RIA
CRD#: 3248
SCARSDALE, NY
Past

December 5, 2001 - June 20, 2003

RYAN BECK & CO.

BD
CRD#: 3248
FLORHAM PARK, NJ
Past

April 13, 2001 - December 13, 2001

ADOLPH KOMORSKY INVESTMENTS

BD
CRD#: 30838
TARRYTOWN, NY
Past

December 8, 2000 - April 2, 2001

BLUESTONE CAPITAL CORP.

BD
CRD#: 13516
NEW YORK, NY
Past

July 17, 2000 - December 7, 2000

CLEARING SERVICES OF AMERICA, INC.

BD
CRD#: 23623
ST. LOUIS, MO
Past

July 23, 1998 - December 15, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
NEW YORK, NY
Past

October 23, 1996 - June 12, 1998

ROYCE INVESTMENT GROUP, INC.

BD
CRD#: 10494
WOODBURY, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(7/30/2013)
RR
California
(6/26/2013)
RR
Connecticut
(6/26/2013)
RR
Florida
(6/26/2013)
RR
Louisiana
(8/1/2024)
RR
Massachusetts
(7/1/2013)
RR
Michigan
(6/26/2013)
RR
Minnesota
(12/20/2023)
RR
New Hampshire
(9/5/2024)
RR
New Jersey
(8/28/2013)
RR
New Mexico
(11/12/2020)
RR
New York
(6/26/2013)
RR
North Carolina
(8/5/2013)
RR
Pennsylvania
(1/16/2019)
RR
Rhode Island
(1/8/2020)
RR
South Carolina
(7/29/2013)
RR
Texas
(7/13/2022)
RR
Vermont
(5/30/2018)
RR
Virginia
(6/27/2013)

Exams


State Security Law Exam
IAR
Series 65
Date: 7/28/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


CL
CABOT LODGE SECURITIES LLC
CABOT LODGE SECURITIES LLC | WENTWORTH CAPITAL MARKETS | PRIME UNITED SECURITIES LLC

CRD#: 159712 / SEC#: , 8-69009

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Mailing Address
425 N Martingale Rd Suite 1220, Schaumburg, IL 60173
Phone number
(212) 388-6200
Established
Delaware since 10/21/2011
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PKS HOLDINGS LLCMEMBER
FEIGENBLATT, ELANA RACHELCOO4880188
GOULD, CRAIG MICHAELPRESIDENT/CEO2367293
LEIBOWITZ, ROGER FARRELLFINOP2536523
SMITH, STEPHEN JOSEPHOPTIONS PRINCIPAL1123669
WEBB, WILLIAM DUDLEY JRCHIEF COMPLIANCE OFFICER1256777

Disclosures


Regulatory Event2
Arbitration1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


CABOT LODGE SECURITIES LLC

CRD#: 159712Shelby Township, MI

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