Colin W. Tooker
Professional summary
Colin William Tooker, CFP®, CLU®, who also goes by Colin W Tooker, is a registered financial professional currently at ALLSTATE FINANCIAL SERVICES, LLC located in Riverhead, New York.
Colin is registered as a RR (Registered Representative) and started their career in finance in 1991. Colin has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Colin William Tooker's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1993
Experience
August 18, 2000 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 1236 Roanoke Ave, Riverhead, NY 11901-2740June 30, 1997 - October 2, 2000
PRIME CAPITAL SERVICES, INC.
June 9, 1994 - August 2, 1995
CONSECO SECURITIES, INC.
May 18, 1994 - July 24, 1995
CAPITAL ONE INVESTMENT SERVICES LLC
February 16, 1994 - May 31, 1994
FISCO EQUITY, INC.
April 5, 1991 - February 1, 1994
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 5, 1991 - February 1, 1994
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/10/2025)
(8/28/2018)
(1/22/2021)
(8/18/2000)
(6/18/2018)
Exams
FINRA
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
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