James A. Hansen

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CRD#: 2132643

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

James Arthur Hansen, who also goes by Jim Hansen, was a registered financial professional .

James is a previously registered financial professional and started their career in finance in 1991. James had worked at 8 firms and has passed the Series 63, Series 79TO, Series 99TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Jim Hansen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 17, 2023 - April 22, 2025

SKYSTONE SECURITIES, LLC

CRD#: 131953

DALLAS, TX

Past

September 25, 2018 - January 7, 2022

OPPORTUNE PARTNERS LLC

CRD#: 293414

HOUSTON, TX

Past

April 19, 2012 - October 26, 2016

LADENBURG THALMANN & CO. INC.

CRD#: 505

HOUSTON, TX

Past

October 20, 2008 - April 19, 2012

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

HOUSTON, TX

Past

November 18, 2003 - September 11, 2008

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

HOUSTON, TX

Past

June 3, 1999 - March 5, 2003

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

July 21, 1993 - January 19, 1999

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

CRD#: 414

NEW ORLEANS, LA

Past

April 3, 1991 - November 25, 1991

MANUFACTURERS HANOVER SECURITIES CORPORATION

CRD#: 14434

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/4/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/1/1991

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/23/1996

General Securities Principal Examination

Current Firm

SKYSTONE SECURITIES, LLC

PETRO CAPITAL SECURITIES, LLC | SKYSTONE SECURITIES, LLC

CRD#: 131953 / SEC#: , 8-66529

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

6205 Saint Andrews Dr., Dallas, TX 75205

Mailing Address

P. O. Box 192167, Dallas, TX 75219

Phone number

(214) 906-3631

Established

Texas since 03/26/2004

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (8 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
PETRO CAPITAL SECURITIES HOLDINGS, LLC	SOLE MEMBER
BRIGGS, JONATHAN WILBOR	CCO	3215005
LEGAYE, DANIEL EUGENE SR	FINOP/CFO/PFO/POO	1055035
NEWTON, ROSSER COKE	MANAGING MEMBER/DESIGNATED PRINCIPAL	2616702

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

James A. Hansen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

OPPORTUNE PARTNERS LLC

LADENBURG THALMANN & CO. INC.

MORGAN KEEGAN & COMPANY, LLC

GLEACHER & COMPANY SECURITIES, INC.

BANC OF AMERICA SECURITIES LLC

HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.

MANUFACTURERS HANOVER SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 4/4/2000

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 4/1/1991

Series 24

Date: 1/23/1996

Current Firm

SKYSTONE SECURITIES, LLC

Contact information

FINRA licenses (8 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

SKYSTONE SECURITIES, LLC

TRUST BUT VERIFY

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