James H. Drowne
Professional summary
James Henry Drowne was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
James is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, James had worked at 4 firms, which includes AGES FINANCIAL SERVICES LTD., VERAVEST INVESTMENTS INC., METROPOLITAN LIFE INSURANCE COMPANY, MSI FINANCIAL SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2000 - October 27, 2000
AGES FINANCIAL SERVICES, LTD.
September 16, 1998 - May 12, 2000
VERAVEST INVESTMENTS, INC.
December 6, 1996 - September 9, 1998
AGES FINANCIAL SERVICES, LTD.
September 24, 1991 - November 25, 1996
METROPOLITAN LIFE INSURANCE COMPANY
September 24, 1991 - November 25, 1996
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
AGES FINANCIAL SERVICES, LTD.
CRD#: 15427 / SEC#: , 8-32155
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 4 |
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