Elizabeth T. Walter
Professional summary
Elizabeth Tesch Walter, who also goes by Elizabeth Mary Plale, Elizabeth Mary Tesch, is a registered financial advisor currently at SPECTRUM INVESTMENT ADVISORS, INC. located in Mequon, Wisconsin.
Elizabeth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Elizabeth has worked at 2 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Tesch Walter's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2018 - Present
SPECTRUM INVESTMENT ADVISORS, INC.
Office #1: 6329 West Mequon Road, Mequon, WI 53092December 9, 1991 - December 31, 2004
STRONG INVESTMENTS, INC.
Primary Firm SEC Registration
SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669 / SEC#: 801-56966
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/28/2018)
Exams
Current Firm
SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669 / SEC#: 801-56966
Contact information
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,026 |
| AUM (Assets Under Management) | $ 849,662,094 |
Red Flags
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Company Information
SPECTRUM INVESTMENT ADVISORS, INC.
CRD#: 108669Mequon, WI 53092TRUST BUT VERIFY
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