Henry J. Frattaroli
Professional summary
Henry Joseph Frattaroli JR is a registered financial advisor currently at WEALTH MANAGEMENT PLANNING located in Duxbury, Massachusetts.
Henry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1973. Henry has worked at 11 firms and has passed the Series 65 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Henry Joseph Frattaroli JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 1, 2018 - Present
WEALTH MANAGEMENT PLANNING
July 20, 2016 - November 2, 2017
BROOKSTONE CAPITAL MANAGEMENT LLC
May 13, 2002 - October 16, 2002
PRUCO SECURITIES, LLC.
December 20, 2000 - November 5, 2001
MONY SECURITIES CORPORATION
January 11, 1999 - January 4, 2001
METROPOLITAN LIFE INSURANCE COMPANY
January 11, 1999 - January 4, 2001
MSI FINANCIAL SERVICES, INC.
March 9, 1987 - December 23, 1997
HIMCO DISTRIBUTION SERVICES COMPANY
August 20, 1982 - March 27, 1985
SECURITIES MANAGEMENT & RESEARCH, INC.
March 7, 1978 - October 8, 1980
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
May 8, 1973 - May 21, 1978
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
May 8, 1973 - May 21, 1978
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(5/1/2018)
Exams
Series 1
Date: 5/1/1973
Registered Representative ExaminationCurrent Firm
WEALTH MANAGEMENT PLANNING
CRD#: 292048 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 4 |
| AUM (Assets Under Management) | $ 88,000 |
Red Flags
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