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Nathan Samuel Metzger

CRD# 2132444·Registered 1991 - 2007
Previously Registered: Being a previously registered professional could mean that Nathan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Nathan Samuel Metzger, who also goes by Nate Metzger, was a registered financial advisor. Nathan was a previously registered financial advisor and started their career in finance 1991 - 2007. Nathan had worked at 8 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Nate Metzger

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

35 years in the financial services industry

Current & Past Employments

VTRADER PRO, LLC·CRD# 131920
BD
San Francisco, CA
July 20, 2006 - May 4, 2007
A. G. EDWARDS & SONS, INC.·CRD# 4
RIA
Skokie, IL
February 16, 2001 - September 23, 2004
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
St. Louis, MO
April 6, 1995 - September 23, 2004
RODMAN & RENSHAW INC.·CRD# 724
BD
Chicago, IL
January 31, 1994 - April 7, 1995
MATHEWS, HOLMQUIST & ASSOCIATES, INC.·CRD# 22171
BD
October 14, 1993 - October 27, 1993
ROBERT W. BAIRD & CO. INCORPORATED·CRD# 8158
BD
Milwaukee, WI
August 21, 1991 - July 27, 1992
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Milwaukee, WI
August 21, 1991 - October 22, 1992
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
May 22, 1991 - July 24, 1991
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
May 22, 1991 - July 24, 1991

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Current Firm

VP
VTRADER PRO, LLC

VTRADER PRO, LLC

CRD#: 131920 / SEC#: 8-66525
BD
Terminated by SEC on 01/20/2013

Contact Information

Established

California since 04/29/2004

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
CSA GROUP, LLCCLASS B MEMBER—
VT BROKERAGE GROUP, LLCCLASS A MEMBER—
ANDERSON, GARY LEECHIEF EXECUTIVE OFFICER1091680
HAGNER, CHARLES PHILIP IIICHIEF COMPLIANCE OFFICER2060754
WHITE BAY SECURITIES USVI, LLCCLASS A MEMBER—

Disclosures

Regulatory Event

12

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1991About the Series 63 exam

Series 3 — National Commodity Futures Examination

Passed Apr 1994About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1993About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 1991About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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