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NM

Nathan S. Metzger

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CRD#: 2132444
NM

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nathan Samuel Metzger, who also goes by Nate Metzger, was a registered financial advisor .

Nathan is a previously registered financial advisor and started their career in finance in 1991. Nathan had worked at 8 firms and has passed the Series 66, Series 63, Series 3, Series 7 and Series 6 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nate Metzger

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

July 20, 2006 - May 4, 2007

VTRADER PRO, LLC

BD
CRD#: 131920
SAN FRANCISCO, CA
Past

February 16, 2001 - September 23, 2004

A. G. EDWARDS & SONS, INC.

RIA
CRD#: 4
SKOKIE, IL
Past

April 6, 1995 - September 23, 2004

A. G. EDWARDS & SONS, INC.

BD
CRD#: 4
ST. LOUIS, MO
Past

January 31, 1994 - April 7, 1995

RODMAN & RENSHAW INC.

BD
CRD#: 724
CHICAGO, IL
Past

October 14, 1993 - October 27, 1993

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BD
CRD#: 22171
Past

August 21, 1991 - July 27, 1992

ROBERT W. BAIRD & CO. INCORPORATED

BD
CRD#: 8158
MILWAUKEE, WI
Past

August 21, 1991 - October 22, 1992

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
MILWAUKEE, WI
Past

May 22, 1991 - July 24, 1991

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

May 22, 1991 - July 24, 1991

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 2/15/2001
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


VP
VTRADER PRO, LLC
VTRADER PRO, LLC

CRD#: 131920 / SEC#: , 8-66525

BD
Terminated by SEC on 01/20/2013
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 04/29/2004
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CSA GROUP, LLCCLASS B MEMBER
VT BROKERAGE GROUP, LLCCLASS A MEMBER
ANDERSON, GARY LEECHIEF EXECUTIVE OFFICER1091680
HAGNER, CHARLES PHILIP IIICHIEF COMPLIANCE OFFICER2060754
WHITE BAY SECURITIES USVI, LLCCLASS A MEMBER

Disclosures


Regulatory Event12

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


VTRADER PRO, LLC

CRD#: 131920

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