Valerie A. Morris
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Valerie Ann Morris was a registered financial professional .
Valerie is a previously registered financial professional and started their career in finance in 1991. Valerie had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 7, 2015 - December 31, 2022
LIGHTHOUSE FINANCIAL ADVISORS LLC
October 23, 2007 - May 21, 2015
FINANCIAL ADVISORS CONSORTIUM, INC.
August 26, 2005 - October 24, 2007
NFI, LLC
June 8, 2001 - August 25, 2005
NFI NETWORK, LLC
February 2, 1999 - December 31, 2005
NETWORK FOR FINANCIAL INDEPENDENCE LLC
March 12, 1998 - October 19, 1998
POLARIS FINANCIAL SERVICES, INC.
May 1, 1992 - December 31, 1994
AMERICAN EXPRESS SERVICE CORPORATION
April 5, 1991 - March 2, 1998
IDS LIFE INSURANCE COMPANY
April 5, 1991 - March 2, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LIGHTHOUSE FINANCIAL ADVISORS LLC
CRD#: 175124 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 131 |
| AUM (Assets Under Management) | $ 17,949,318 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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