William Kilborn Fraser
Professional Summary
William Kilborn Fraser was a registered financial advisor. William was a previously registered financial professional and started their career in finance 1963 - 2004. William had worked at 9 firms and has passed the Series 63, PC, Series 1, Series 24, Series 27, Series 40 and Series 4 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
63 years in the financial services industry
Current & Past Employments
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Current Firm
BLEZNAK SECURITIES, INC. | THE TRUMAN GROUP INC | FIRST HERITAGE CORPORATION
Contact Information
Established
Michigan since 07/22/1982Firm Type
CorporationFiscal Year End
JuneDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HERITAGE GLOBAL LTD. | PARENT COMPANY | — |
| FELDMAN, JACOB | PRESIDENT, CCO, GSP, FINOP, TREASURER, SECRETARY, DIRECTOR | 205901 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
PC — AMEX Put and Call Exam
Passed Sep 1977Series 1 — Registered Representative Examination
Passed Jun 1963Series 40 — Registered Principal Examination
Passed Mar 1978Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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