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AC

Anthony K. Carannante

FERRETTI GROUP
NEW YORK, NY 10038
Some features on this profile are disabled
CRD#: 2132049
AC

Professional summary

Anthony Kenneth Carannante, who also goes by Anthony K Carannante, Anthony Kenneth Carannante, Anthony Carannante, is a registered financial professional currently at FERRETTI GROUP, INC. located in New York, New York.

Anthony is registered as a RR (Registered Representative) and started their career in finance in 1991. Anthony has worked at 7 firms and has passed the Series 63, Series 57TO, Series 19, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Anthony K Carannante | Anthony Kenneth Carannante | Anthony Carannante

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Anthony Kenneth Carannante's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2022 - Present

FERRETTI GROUP, INC.

Office #1: C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
BD
CRD#: 47768
NEW YORK, NY
Past

March 15, 2021 - September 17, 2021

NYLIFE SECURITIES LLC

BD
CRD#: 5167
EDISON, NJ
Past

November 29, 2018 - July 11, 2019

FERRETTI GROUP, INC.

BD
CRD#: 47768
NEW YORK, NY
Past

August 30, 2018 - December 3, 2018

BEACONS STRATEGIC CAPITAL, INC.

BD
CRD#: 32754
New York, NY
Past

July 5, 2016 - August 28, 2018

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

March 25, 2015 - July 1, 2016

FERRETTI GROUP, INC.

BD
CRD#: 47768
NEW YORK, NY
Past

January 5, 2009 - April 2, 2015

RAYMOND C. FORBES & CO., INC.

BD
CRD#: 33090
NEW YORK, NY
Past

May 11, 1998 - December 31, 2008

DEUTSCHE BANK SECURITIES INC.

BD
CRD#: 2525
NEW YORK, NY
Past

March 26, 1992 - May 13, 1998

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

April 24, 1991 - March 10, 1992

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/22/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 1/30/2007
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 19
Date: 12/15/2022
NYSE Floor Clerk - Equities Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 6/20/2006
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 4/22/1991
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 7/7/2004
General Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
New York Stock Exchange

Current Firm

FG
FERRETTI GROUP, INC.
FERRETTI GROUP, INC. | STEPHEN M. FERRETTI, INC.

CRD#: 47768 / SEC#: , 8-51895

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Mailing Address
C/o Accounting & Compliance International 199 Water St 9th Fl, New York, NY, 10038
Phone number
(212) 306-8963
Established
New York since 06/08/1999
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
FERRETTI, MICHELE MARIESHAREHOLDER/VP/SECRETARY4620857
WOODS, PHYLLIS A.CEO, PRESIDENT CCO, GENERAL SECURITIES PRINCIPAL & SHAREHOLDER1870528
FERRETTI, STEPHEN MICHAELGENERAL SECURITIES PRINCIPAL, TREASURER & SHAREHOLDER2093923
FITZGERALD, HEATHER MARIEFINOP/PFO/POO4427665

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FERRETTI GROUP, INC.

CRD#: 47768New York, NY 10038

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