Jon D. Messersmith
Professional summary
Jon David Messersmith is a registered financial professional currently at WESTWOOD CAPITAL, LLC located in New York, New York.
Jon is registered as a RR (Registered Representative) and started their career in finance in 2005. Jon has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14, Series 24 and Series 28 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jon David Messersmith's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 2, 2005 - Present
WESTWOOD CAPITAL, LLC
Office #1: 437 Madison Avenue 24th Floor, New York, NY 10022Office #2: 437 Madison Avenue 24th Floor, New York, NY 10022State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/8/2015)
(1/28/2016)
(3/7/2019)
(7/3/2024)
(1/28/2016)
(5/28/2015)
(1/28/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 28
Date: 5/19/2011
Introducing Broker/Dealer Financial Operations Principal ExaminationFINRA
Current Firm
WESTWOOD CAPITAL, LLC
CRD#: 39551 / SEC#: , 8-48745
Contact information
FINRA licenses (7 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
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