Michael Christopher Hearn
Professional Summary
Michael Christopher Hearn is a registered financial advisor currently at GENESEE CAPITAL ADVISORS, LLC located in Auburn, New York. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michael has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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PFS INVESTMENTS INC.
Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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PFS INVESTMENTS INC.
Disclosures on record.
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PFS INVESTMENTS INC.
Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
COPPER JOHN CAPITAL ADVISORS LLC | GENESEE CAPITAL ADVISORS, LLC
Contact Information
Main Address
46 South Street, Auburn, NY 13021Phone Number
(315) 554-3020# of Employees
4SEC notice filing (11 States and Territories)
Registered to provide investment advisory services in 11 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
1,531AUM (Assets Under Management)
$420,339,749Similar Advisors
PFS INVESTMENTS INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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PFS INVESTMENTS INC.
Primary Firm SEC Registration
COPPER JOHN CAPITAL ADVISORS LLC | GENESEE CAPITAL ADVISORS, LLC
State Registrations and Notice Filings
(6/6/2021)
(12/2/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Apr 2011About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Jan 2011About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Michael Christopher Hearn's CRS (Customer Relationship Summary).
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PFS INVESTMENTS INC.