Anthony M. Spangenberg

WP ADVISORS

WALL TOWNSHIP, NJ

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CRD#: 2131673

Professional summary

Anthony Matthew Spangenberg, who also goes by Anthony Mathew Spangenberg, is a registered financial advisor currently at WP ADVISORS, LLC located in Wall Township, New Jersey.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Anthony has worked at 5 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Anthony Mathew Spangenberg

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Matthew Spangenberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 20, 1999 - Present

WP ADVISORS, LLC

RIA

CRD#: 118268

WALL TOWNSHIP, NJ

Past

January 30, 1998 - May 1, 1998

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

July 22, 1997 - September 1, 1999

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

April 26, 1995 - July 18, 1997

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

December 3, 1993 - January 23, 1995

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

November 25, 1991 - November 1, 1993

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

CRD#: 14229

NORTHRIDGE, CA

Past

May 6, 1991 - June 21, 1991

F.N. WOLF & CO., INC.

CRD#: 13051

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WP ADVISORS, LLC

WEST PORTAL INVESTMENT GROUP, LLC | WP ADVISORS, LLC | WP ADVISORS

CRD#: 118268 / SEC#: 801-62924

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

California

Registered Investment Advisory firm - (4/20/2004 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(4/20/1999)

IAR

New Jersey
(3/4/2016)

IAR

Texas
(11/10/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/30/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 5/3/1991

General Securities Representative Examination

Current Firm

WP ADVISORS, LLC

WEST PORTAL INVESTMENT GROUP, LLC | WP ADVISORS, LLC | WP ADVISORS

CRD#: 118268 / SEC#: 801-62924

RIA

Registered Investment Advisory firm - (4/9/2004 Approved)

California

Registered Investment Advisory firm - (4/20/2004 Terminated)

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Contact information

Main Address

353 Sacramento Street Floor 18, San Francisco, CA 94111

Mailing Address

1225 4th Street #317, San Francisco, CA 94158

Phone number

(415) 777-2900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WP ADVISORS, LLC ADV PART 2 BROCHURE (2/25/2025)

Regulatory assets under management

Total Number of Accounts	877
AUM (Assets Under Management)	$ 505,734,475

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Anthony M. Spangenberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Matthew Spangenberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

WAMU INVESTMENTS, INC.

WELLS FARGO SECURITIES INC.

WELLS FARGO SECURITIES INC.

GREAT WESTERN FINANCIAL SECURITIES CORPORATION

F.N. WOLF & CO., INC.

Primary Firm SEC Registration

WP ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/30/1991

Series 7

Date: 5/3/1991

Current Firm

WP ADVISORS, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WP ADVISORS, LLC

TRUST BUT VERIFY

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