Jeffrey T. Mcninch
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Thomas Mcninch was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1991. Jeffrey had worked at 8 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 30, 2016 - April 26, 2017
EDELMAN FINANCIAL ENGINES
July 30, 2015 - November 30, 2016
FINANCIAL ENGINES ADVISOR CENTER, LLC
July 28, 2009 - September 9, 2015
THE MUTUAL FUND STORE
January 7, 2009 - September 4, 2015
THE MUTUAL FUND STORE
November 10, 2008 - January 22, 2009
THE MUTUAL FUND STORE
February 14, 2006 - July 5, 2006
1717 CAPITAL MANAGEMENT COMPANY
September 8, 2000 - January 12, 2006
CHASE INVESTMENT SERVICES CORP.
October 23, 1996 - December 1, 1998
CITICORP INVESTMENT SERVICES
March 22, 1991 - November 29, 1994
CITICORP INVESTMENT SERVICES
Primary Firm SEC Registration
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
EDELMAN FINANCIAL ENGINES
CRD#: 104510 / SEC#: 801-55196
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,552,934 |
| AUM (Assets Under Management) | $ 292,902,969,770 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
