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DB

Dinah F. Bird-westerfield

KEATING FINANCIAL ADVISORY SERVICES
Foster, KY
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CRD#: 2131274
DB

Professional summary


Dinah Frances Bird-westerfield, CFP®, who also goes by Dinah Frances Bird, Dinah Frances Bird-westerfield, Dinah Birdwesterfield, is a registered financial advisor currently at KEATING FINANCIAL ADVISORY SERVICES located in Foster, Kentucky.

Dinah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Dinah has worked at 15 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 2, Series 24 and Series 26 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Dinah Frances Bird | Dinah Frances Bird-Westerfield | Dinah Birdwesterfield

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Sole owner and President of River Inc. DBA Baker-Bird Winery & Distillery. Not investment related. 8 hours per week, none during trading hours.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Dinah Frances Bird-westerfield's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Experience


Current

May 23, 2025 - Present

KEATING FINANCIAL ADVISORY SERVICES

RIA
CRD#: 142772
Foster, KY
Past

March 8, 2024 - December 2, 2024

9258 WEALTH MANAGEMENT, LLC

RIA
CRD#: 290693
BLUE ASH, OH
Past

June 19, 2013 - August 25, 2015

CETERA ADVISORS LLC

RIA
CRD#: 10299
CINCINNATI, OH
Past

June 19, 2013 - August 25, 2015

CETERA ADVISORS LLC

BD
CRD#: 10299
CINCINNATI, OH
Past

December 3, 2012 - January 31, 2013

SYMETRA SECURITIES, INC.

BD
CRD#: 739
BELLEVUE, WA
Past

May 24, 2012 - December 3, 2012

SIGNATOR FINANCIAL SERVICES, INC.

RIA
CRD#: 19061
BELLEVUE, WA
Past

May 24, 2012 - December 3, 2012

SIGNATOR FINANCIAL SERVICES, INC.

BD
CRD#: 19061
BELLEVUE, WA
Past

January 6, 2012 - March 28, 2012

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
CINCINNATI, OH
Past

June 6, 2011 - March 27, 2012

OJM GROUP, LLC

RIA
CRD#: 119850
CINCINNATI, OH
Past

November 12, 2009 - December 2, 2011

OAK RIVER INVESTMENT ADVISORS

RIA
CRD#: 151776
FORT MITCHELL, KY
Past

November 7, 2009 - December 31, 2010

OAK RIVER INVESTMENTS, INC.

BD
CRD#: 120118
FORT MITCHELL, KY
Past

June 4, 2009 - November 9, 2009

NATIONWIDE SECURITIES, LLC

BD
CRD#: 11173
MIDDLETOWN, OH
Past

May 19, 2008 - February 24, 2009

SEI INVESTMENTS MANAGEMENT CORP

RIA
CRD#: 105146
OAKS, PA
Past

May 2, 2007 - February 27, 2009

SEI INVESTMENTS DISTRIBUTION CO.

BD
CRD#: 10690
OAKS, PA
Past

May 15, 2000 - April 25, 2007

BLACKROCK FUND ADVISORS

RIA
CRD#: 105247
SAN FRANCISCO, CA
Past

February 28, 2000 - March 15, 2007

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
NEW YORK, NY
Past

May 5, 1997 - February 17, 2000

2480 SECURITIES LLC

BD
CRD#: 41964
DAYTON, OH

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Kentucky
(5/23/2025)

Exams


State Security Law Exam
RR
Series 63
Date: 8/4/1997
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 7/29/1991
Non-Member General Securities Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


KF
KEATING FINANCIAL ADVISORY SERVICES
CONVERSE TEAM | WEDDLE TEAM | STEADFAST WEALTH GROUP | PURPOSEFUL WEALTH ADVISORS | PISCES WEALTH TEAM | KEATING KC | KEATING FINANCIAL ADVISORY SERVICES, INC. | KEATING FINANCIAL ADVISORY SERVICES, INC | KEATING FINANCIAL ADVISORY SERVICES | KEATING & ASSOCIATES | HILLSIDE WEALTH | FIRESIDE WEALTH PLANNING SOLUTIONS

CRD#: 142772 / SEC#: 801-126770

RIA
Registered Investment Advisory firm - (10/21/2022 Approved)
Illinois
Registered Investment Advisory firm - (1/20/2023 Terminated)
Kansas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Missouri
Registered Investment Advisory firm - (12/4/2015 Terminated)
Nebraska
Registered Investment Advisory firm - (4/26/2012 Terminated)
Texas
Registered Investment Advisory firm - (1/20/2023 Terminated)
Washington
Registered Investment Advisory firm - (12/10/2021 Terminated)
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Contact information


Main Address
1011 Poyntz Avenue, Manhattan, KS 66502
Mailing Address
Phone number
(785) 537-0366
Established
Firm type
Fiscal year end
# of Employees
65

SEC notice filing (32 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KFAS WRAP FEE BROCHURE (7/18/2025)

Regulatory assets under management


Total Number of Accounts250
AUM (Assets Under Management)$ 330,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


KEATING FINANCIAL ADVISORY SERVICES

CRD#: 142772Foster, KY

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