Charles E. Giaimo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Charles Evan Giaimo, who also goes by Charles Evan Giamo, Charlie Giamo, Charles Joseph Stressler, was a registered financial professional .
Charles is a previously registered financial professional and started their career in finance in 1991. Charles had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 3, 2007 - December 7, 2015
WINDSOR STREET CAPITAL, LP
October 14, 2005 - January 16, 2007
GREAT EASTERN SECURITIES, INC.
September 8, 2000 - October 9, 2001
NATIONAL SECURITIES CORPORATION
June 5, 2000 - September 25, 2000
THE AGEAN GROUP, INC
January 26, 2000 - May 30, 2000
KIRLIN SECURITIES INC.
October 12, 1994 - February 29, 2000
J.W. BARCLAY & CO., INC.
August 13, 1993 - June 8, 1994
LCP CAPITAL CORP.
April 5, 1993 - August 30, 1993
DUKE & CO., INC.
September 10, 1992 - March 24, 1993
COMMONWEALTH ASSOCIATES
May 15, 1992 - September 22, 1992
LEHMAN BROTHERS INC.
February 19, 1992 - April 15, 1992
GRUNTAL & CO., L.L.C.
February 7, 1992 - February 20, 1992
JOSEPHTHAL & CO., INC.
November 18, 1991 - February 10, 1992
SOUTH RICHMOND SECURITIES, INC.
August 9, 1991 - September 9, 1991
FINANCIAL SQUARE PARTNERS
July 19, 1991 - August 20, 1991
SOUTH RICHMOND SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
WINDSOR STREET CAPITAL, LP
CRD#: 34171 / SEC#: , 8-46219
Contact information
Documents
Disclosures
| Regulatory Event | 37 |
| Arbitration | 15 |
Red Flags
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