Walter W. Parker
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Walter Warren Parker was a registered financial professional .
Walter is a previously registered financial professional and started their career in finance in 1991. Walter had worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 1, 2006 - November 17, 2021
TITAN SECURITIES
August 1, 2006 - March 7, 2018
TITAN SECURITIES
March 18, 2004 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
January 1, 2004 - December 31, 2005
VOYA FINANCIAL ADVISORS, INC.
January 1, 2002 - January 1, 2004
LOCUST STREET SECURITIES, INC.
December 19, 2000 - January 1, 2002
BMA FINANCIAL SERVICES, INC.
March 22, 1995 - March 17, 2004
BTS ASSET MANAGEMENT, INC.
February 25, 1993 - January 3, 2001
WOODBURY FINANCIAL SERVICES, INC.
March 20, 1991 - March 9, 1993
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TITAN SECURITIES
CRD#: 131392 / SEC#: , 8-66462
Contact information
FINRA licenses (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 950 |
| AUM (Assets Under Management) | $ 70,000,000 |
Disclosures
| Regulatory Event | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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