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MI

Michael B. Inderlied

Some features on this profile are disabled
CRD#: 2131074
MI

Professional summary

Michael Brett Inderlied was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Michael is a previously registered financial professional and started their career in finance in 1991. Prior to being barred, Michael had worked at 12 firms, which includes ADIRONDACK TRADING GROUP LLC, RIDGEWAY CONGER ADVISORY SERVICES, INVESTORS CAPITAL CORP., WILBANKS SECURITIES ADVISORY, WILBANKS SECURITIES INC., OSAIC SERVICES INC., MML INVESTORS SERVICES LLC, SECURIAN FINANCIAL SERVICES INC., G. R. PHELPS & CO. INC., CARILLON INVESTMENTS INC., THE PRUDENTIAL INSURANCE COMPANY OF AMERICA, PRUCO SECURITIES LLC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

April 29, 2015 - December 10, 2015

ADIRONDACK TRADING GROUP LLC

BD
CRD#: 103910
NEW WOODSTOCK, NY
Past

April 15, 2015 - December 31, 2015

RIDGEWAY CONGER ADVISORY SERVICES

RIA
CRD#: 139372
FRISCO, TX
Past

January 31, 2014 - March 26, 2015

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
FRISCO, TX
Past

January 24, 2014 - March 26, 2015

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
FRISCO, TX
Past

June 3, 2009 - February 21, 2014

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
LITTLE ELM, TX
Past

June 2, 2009 - February 21, 2014

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

March 20, 2008 - June 5, 2009

OSAIC SERVICES, INC.

RIA
CRD#: 133763
OKLAHOMA CITY, OK
Past

March 12, 2008 - June 5, 2009

OSAIC SERVICES, INC.

BD
CRD#: 133763
OKLAHOMA CITY, OK
Past

October 22, 2002 - March 25, 2008

WILBANKS SECURITIES ADVISORY

RIA
CRD#: 118304
OKLAHOMA CITY, OK
Past

July 29, 1999 - March 25, 2008

WILBANKS SECURITIES, INC.

BD
CRD#: 40673
OKLAHOMA CITY, OK
Past

September 25, 1997 - July 19, 1999

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

June 13, 1996 - July 9, 1997

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST. PAUL, MN
Past

March 1, 1996 - June 24, 1996

MML INVESTORS SERVICES, LLC

BD
CRD#: 10409
SPRINGFIELD, MA
Past

August 3, 1993 - March 1, 1996

G. R. PHELPS & CO., INC.

BD
CRD#: 173
Past

July 16, 1992 - June 11, 1993

CARILLON INVESTMENTS, INC.

BD
CRD#: 14646
CINCINNATI, OH
Past

May 1, 1991 - June 23, 1992

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

BD
CRD#: 680
NEWARK, NJ
Past

May 1, 1991 - June 23, 1992

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 1/29/1998
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/15/1992
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 12/10/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/29/1991
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/15/2002
General Securities Principal Examination

Current Firm

AT
ADIRONDACK TRADING GROUP LLC
ADIRONDACK TRADING GROUP LLC

CRD#: 103910 / SEC#: , 8-52384

BD
Terminated by SEC on 07/30/2016
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 07/09/1999
Firm type
Limited Liability Company
Fiscal year end
June
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
RIDGEWAY & CONGER, INC.PARENT
GARBER, LEIGH MCCOBBCCO
GARBER, LEIGH MCCOBBPRESIDENT/CEO2768572
GARBER, LEIGH MCCOBBROSFP, MUNICIPAL PRINCIPAL2768572

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ADIRONDACK TRADING GROUP LLC

CRD#: 103910

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