AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
MI

Michael Brett Inderlied

CRD# 2131074·Registered 1991 - 2015
Barred: Michael Brett Inderlied was barred by the FINRA and is not permitted to conduct business in the covered capacity.

Professional Summary

Michael Brett Inderlied was a registered financial advisor. Michael was a previously registered financial advisor and started their career in finance 1991 - 2015. Michael had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 24 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Years of Experience

35 years in the financial services industry

Current & Past Employments

ADIRONDACK TRADING GROUP LLC·CRD# 103910
BD
New Woodstock, NY
April 29, 2015 - December 10, 2015
RIDGEWAY CONGER ADVISORY SERVICES·CRD# 139372
RIA
Frisco, TX
April 15, 2015 - December 31, 2015
INVESTORS CAPITAL CORP.·CRD# 30613
RIA
Frisco, TX
January 31, 2014 - March 26, 2015
INVESTORS CAPITAL CORP.·CRD# 30613
BD
Frisco, TX
January 24, 2014 - March 26, 2015
WILBANKS SECURITIES ADVISORY·CRD# 118304
RIA
Little Elm, TX
June 3, 2009 - February 21, 2014
WILBANKS SECURITIES, INC.·CRD# 40673
BD
Oklahoma City, OK
June 2, 2009 - February 21, 2014
OSAIC SERVICES, INC.·CRD# 133763
RIA
Oklahoma City, OK
March 20, 2008 - June 5, 2009
OSAIC SERVICES, INC.·CRD# 133763
BD
Oklahoma City, OK
March 12, 2008 - June 5, 2009
WILBANKS SECURITIES ADVISORY·CRD# 118304
RIA
Oklahoma City, OK
October 22, 2002 - March 25, 2008
WILBANKS SECURITIES, INC.·CRD# 40673
BD
Oklahoma City, OK
July 29, 1999 - March 25, 2008
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
September 25, 1997 - July 19, 1999
SECURIAN FINANCIAL SERVICES, INC.·CRD# 15296
BD
St. Paul, MN
June 13, 1996 - July 9, 1997
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 1, 1996 - June 24, 1996
G. R. PHELPS & CO., INC.·CRD# 173
BD
August 3, 1993 - March 1, 1996
CARILLON INVESTMENTS, INC.·CRD# 14646
BD
Cincinnati, OH
July 16, 1992 - June 11, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA·CRD# 680
BD
Newark, NJ
May 1, 1991 - June 23, 1992
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
May 1, 1991 - June 23, 1992

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

AT
ADIRONDACK TRADING GROUP LLC

ADIRONDACK TRADING GROUP LLC

CRD#: 103910 / SEC#: 8-52384
BD
Terminated by SEC on 07/30/2016

Contact Information

Established

New York since 07/09/1999

Firm Type

Limited Liability Company

Fiscal Year End

June

Documents

Direct owners and executive officers

NamePositionCRD#
RIDGEWAY & CONGER, INC.PARENT—
GARBER, LEIGH MCCOBBCCO—
GARBER, LEIGH MCCOBBPRESIDENT/CEO2768572
GARBER, LEIGH MCCOBBROSFP, MUNICIPAL PRINCIPAL2768572

Disclosures

Regulatory Event

3

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jan 1998About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1992About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2015About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Apr 1991About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Apr 2002About the Series 24 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
MI
Follow Michael
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required