Gary P. Henson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary Paul Henson, CFA was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1991. Gary had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2013 - December 19, 2016
440 INVESTMENT GROUP, LLC
April 13, 2012 - December 19, 2016
MONTAGE INVESTMENTS, LLC
November 8, 2007 - April 11, 2012
MARINER WEALTH
January 5, 1995 - December 31, 1996
TRADESTAR INVESTMENTS,INC.
May 15, 1991 - September 25, 1993
INFINET SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
440 INVESTMENT GROUP, LLC
CRD#: 155399 / SEC#: 801-71952
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
