Jerry L. Beto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Leonard Beto, who also goes by Jerry L Beto, was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1991. Jerry had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 28, 2020 - March 7, 2023
BR WEALTH MANAGEMENT
August 12, 2011 - July 2, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
August 12, 2011 - July 2, 2020
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 1, 2010 - August 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - August 12, 2011
WELLS FARGO CLEARING SERVICES, LLC
April 29, 1991 - January 3, 2008
A. G. EDWARDS & SONS, INC.
Primary Firm SEC Registration
BR WEALTH MANAGEMENT
CRD#: 307546 / SEC#: 801-118952
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/2/1995
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BR WEALTH MANAGEMENT
CRD#: 307546 / SEC#: 801-118952
Contact information
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 799 |
| AUM (Assets Under Management) | $ 284,189,070 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
