Michael J. Oleary

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CRD#: 2130754

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Michael Joseph Oleary, who also goes by Michael J Oleary, Michael Oleary, was a registered financial professional .

Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 11 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 3 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Michael J Oleary | Michael Oleary

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 19, 2023 - November 19, 2024

G.DISTRIBUTORS, LLC

CRD#: 155071

RYE, NY

Past

December 2, 2021 - January 18, 2023

THIRD SEVEN CAPITAL LLC

CRD#: 160209

GREENWICH, CT

Past

January 10, 2019 - December 1, 2021

WAYPOINT DIRECT INVESTMENTS, LLC

CRD#: 132475

STAMFORD, CT

Past

April 11, 2016 - November 5, 2018

WELLS FARGO SECURITIES, LLC

CRD#: 126292

NEW YORK, NY

Past

October 2, 2014 - April 8, 2016

NORFOLK MARKETS, LLC

CRD#: 103797

NEW YORK, NY

Past

March 26, 2010 - December 31, 2011

MERRILL LYNCH GOVERNMENT SECURITIES INC.

CRD#: 19693

NEW YORK, NY

Past

January 26, 2009 - June 23, 2014

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

April 6, 2005 - November 1, 2010

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

April 13, 2001 - April 4, 2005

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

September 12, 2000 - April 4, 2001

RAVEN SECURITIES LLC

CRD#: 104125

SUMMIT, NJ

Past

July 25, 1996 - May 10, 2000

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

March 23, 1992 - July 16, 1996

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/27/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/19/1992

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 3/13/1991

National Commodity Futures Examination

Principal/Supervisory Exam

Series 24

Date: 6/26/2000

General Securities Principal Examination

Current Firm

G.DISTRIBUTORS, LLC

G.DISTRIBUTORS, LLC | GABELLI FUNDS DISTRIBUTOR, LLC

CRD#: 155071 / SEC#: , 8-68697

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

One Corporate Center, Rye, NY 10580-1435

Mailing Address

One Corporate Center, Rye, NY 10580-1435

Phone number

(914) 921-5000

Established

Delaware since 08/10/2010

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
DISTRIBUTORS HOLDINGS INC.	THE SINGLE MEMBER OF G.DISTRIBUTORS, LLC
BALL, JOHN CHESTER	CHIEF EXECUTIVE OFFICER	3153792
CALDWELL, MAXIMILIAN SMITH	FINOP, TREASURER	5482642
MCNIFF, ARTHUR JOSEPH	CHIEF COMPLIANCE OFFICER	4586817
SWIRBUL, JASON GREY	SR. VICE PRESIDENT	2867816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Michael J. Oleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THIRD SEVEN CAPITAL LLC

WAYPOINT DIRECT INVESTMENTS, LLC

WELLS FARGO SECURITIES, LLC

NORFOLK MARKETS, LLC

MERRILL LYNCH GOVERNMENT SECURITIES INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

RAVEN SECURITIES LLC

CREDIT SUISSE SECURITIES (USA) LLC

GOLDMAN SACHS & CO. LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/27/1993

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 3/19/1992

Series 3

Date: 3/13/1991

Series 24

Date: 6/26/2000

Current Firm

G.DISTRIBUTORS, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

G.DISTRIBUTORS, LLC

TRUST BUT VERIFY

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