Jack R. Halley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jack Ray Halley, who also goes by Jackie Halley, was a registered financial professional .
Jack is a previously registered financial professional and started their career in finance in 1991. Jack had worked at 8 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 3, 2012 - April 18, 2013
SANDLAPPER WEALTH MANAGEMENT, LLC
August 25, 2011 - May 2, 2013
SANDLAPPER SECURITIES, LLC
September 20, 2005 - August 23, 2011
CAPWEST SECURITIES, INC.
August 30, 2005 - August 23, 2011
CAPWEST SECURITIES, INC.
July 28, 2005 - August 8, 2005
UNITED SECURITIES ALLIANCE, INC.
June 9, 2005 - August 8, 2005
UNITED SECURITIES ALLIANCE, INC.
June 17, 2004 - April 28, 2005
MCL FINANCIAL GROUP, INC.
June 24, 2002 - March 29, 2004
FIRST ALLIED SECURITIES, INC.
June 21, 2002 - March 29, 2004
FIRST ALLIED SECURITIES, INC.
August 24, 1998 - June 27, 2002
MORGAN STANLEY DW INC.
December 23, 1997 - June 27, 2002
MORGAN STANLEY DW INC.
April 10, 1991 - December 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SANDLAPPER WEALTH MANAGEMENT, LLC
CRD#: 164443 / SEC#: 801-76985
Contact information
Red Flags
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