George J. Gilbert
Professional summary
George John Gilbert was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
George John Gilbert was a registered financial advisor .
George is a previously registered financial advisor and started their career in finance in 1991. George had worked at 7 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 4, 2010 - December 31, 2011
ALLIED BEACON PARTNERS, INC.
June 19, 2007 - January 5, 2012
CL WEALTH MANAGEMENT LLC
April 18, 2001 - December 23, 2009
COMMUNITY BANKERS SECURITIES, LLC
January 5, 1996 - April 9, 1998
SECURITIES AMERICA, INC.
May 16, 1995 - January 12, 1996
UNITED SECURITIES ALLIANCE, INC.
November 14, 1994 - May 25, 1995
WMA SECURITIES, INC.
April 10, 1991 - November 16, 1994
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLIED BEACON PARTNERS, INC.
CRD#: 46227 / SEC#: , 8-51357
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BEACON AQUISITION PARTNERS, INC | SHAREHOLDER | |
| MATHER, ROBERT PHILIP | PRESIDENT, CEO, CCO, CFO AND CORPORATE SECRETARY | 1764918 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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