Christopher J. Hodges
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher John Hodges, CFP®, who also goes by Chris John Hodges, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 1991. Christopher had worked at 10 firms and has passed the Series 63, Series 65, SIE, Series 6TO, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 1994
Experience
June 27, 2022 - September 18, 2024
HOMESTEAD FINANCIAL SERVICES CORP.
May 16, 2022 - September 18, 2024
HOMESTEAD ADVISERS CORP.
June 20, 2008 - December 31, 2014
HOMESTEAD ADVISERS CORP.
June 20, 2008 - January 6, 2014
HOMESTEAD FINANCIAL SERVICES CORP.
April 22, 2008 - June 4, 2008
LPL FINANCIAL LLC
April 22, 2008 - June 4, 2008
LPL FINANCIAL LLC
September 5, 2007 - April 22, 2008
SSN ADVISORY, INC.
May 16, 2007 - April 22, 2008
SECURITIES SERVICE NETWORK, LLC
May 2, 2006 - May 10, 2007
MML INVESTORS SERVICES, LLC
February 6, 2006 - May 10, 2007
MML INVESTORS SERVICES, LLC
November 9, 2005 - January 17, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
November 8, 2005 - January 17, 2006
AMERIPRISE FINANCIAL SERVICES, LLC
July 2, 2002 - September 14, 2005
STRATEGIC ADVISERS LLC
February 20, 1996 - September 14, 2005
FIDELITY BROKERAGE SERVICES LLC
March 21, 1991 - October 11, 1995
IDS LIFE INSURANCE COMPANY
March 21, 1991 - October 11, 1995
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 6TO
Date: 5/20/2022
Investment Company Products/Variable Contracts Representative ExaminationSeries 8
Date: 9/3/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
HOMESTEAD FINANCIAL SERVICES CORP.
CRD#: 26643 / SEC#: , 8-42682
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NRECA UNITED HOLDINGS, INC. | HOLDING COMPANY OF NRECA SUBSIDIARIES | |
| CIVEROLO, BETH ANNE | VICE PRESIDENT AND DIRECTOR | 2643410 |
| DI MAURO, AMY MERRILL | TREASURER, DIRECTOR, FINANCIAL AND OPERATIONS PRINCIPAL, CHIEF AND PRINCIPAL FINANCIAL OFFICER, AND PRINCIPAL OPERATIONS OFFICER | 4731228 |
| OLLIVIERRE, MONICA LYNN | SECRETARY | 4036059 |
| SIEVERLING, DANIELLE CHERIE | CHIEF COMPLIANCE OFFICER | 4918493 |
| WEBSTER, JENNIFER LAUREL | PRESIDENT AND DIRECTOR | 1438190 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
