William H. Bales

BULLSEYE ASSET MANAGEMENT LLC

DENVER, CO 80237

Some features on this profile are disabled

CRD#: 2130070

Professional summary

William Hughes Bales, who also goes by William Bales, is a registered financial advisor currently at BULLSEYE ASSET MANAGEMENT LLC located in Denver, Colorado.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. William has worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Bales

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hughes Bales's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 14, 2011 - Present

BULLSEYE ASSET MANAGEMENT LLC

Office #1: 8055 E Tufts Avenue Suite 720, Denver, CO 80237

RIA

CRD#: 153990

DENVER, CO

Past

March 7, 2001 - July 16, 2010

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

December 23, 1992 - April 14, 1999

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

April 26, 1991 - October 24, 1991

D.E. FREY & COMPANY, INC.

CRD#: 23595

DENVER, CO

Past

March 25, 1991 - April 5, 1991

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BULLSEYE ASSET MANAGEMENT LLC

BLUE VIKING CAPITAL MANAGEMENT LLC | BULLSEYE ASSET MANAGEMENT LLC

CRD#: 153990 / SEC#: 801-79982

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

Colorado

Registered Investment Advisory firm - (8/15/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(3/14/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/13/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/22/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/21/1991

General Securities Representative Examination

Current Firm

BULLSEYE ASSET MANAGEMENT LLC

BLUE VIKING CAPITAL MANAGEMENT LLC | BULLSEYE ASSET MANAGEMENT LLC

CRD#: 153990 / SEC#: 801-79982

RIA

Registered Investment Advisory firm - (7/2/2014 Approved)

Colorado

Registered Investment Advisory firm - (8/15/2014 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8055 East Tufts Avenue Suite 720, Denver, CO 80237

Mailing Address

Phone number

(720) 545-9988

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 207,278,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

William H. Bales

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Hughes Bales's CRS (Customer Relationship Summary).

Certified licenses

Experience

JANUS HENDERSON DISTRIBUTORS US LLC

JANUS HENDERSON DISTRIBUTORS US LLC

D.E. FREY & COMPANY, INC.

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

BULLSEYE ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/13/2011

Series 63

Date: 3/22/1991

Series 7

Date: 3/21/1991

Current Firm

BULLSEYE ASSET MANAGEMENT LLC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BULLSEYE ASSET MANAGEMENT LLC

TRUST BUT VERIFY

Similar Advisors