Paul V. Pintor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Vincent Pintor was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1991. Paul had worked at 5 firms and has passed the Series 63, Series 7 and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 27, 2000 - August 3, 2000
MORGAN SPAULDING, INC.
October 19, 1999 - November 11, 1999
CAPSTONE PARTNERS, L.C.
March 14, 1997 - April 6, 1999
PACIFIC CORTEZ SECURITIES INCORPORATED
June 26, 1996 - January 6, 1997
LLOYD WADE SECURITIES INC.
January 2, 1996 - June 14, 1996
PACIFIC CORTEZ SECURITIES INCORPORATED
March 22, 1991 - October 21, 1991
LACROIX ALEXANDER FINANCIAL CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN SPAULDING, INC.
CRD#: 44604 / SEC#: , 8-50751
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
