Peter Joachim Schmole
Professional Summary
Peter Joachim Schmole, who also goes by Peter Schmole, was a registered financial advisor. Peter was a previously registered financial professional and started their career in finance 1997 - 2018. Peter had worked at 7 firms and has passed the Series 63, Series 66, SIE, Series 7, Series 3 and Series 30 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Peter Schmole
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
29 years in the financial services industry
Current & Past Employments
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Current Firm
STANDARD LIFE INVESTMENTS SECURITIES LLC
Contact Information
Established
Delaware since 03/02/2011Firm Type
Limited Liability CompanyFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STANDARD LIFE INVESTMENTS (USA) LIMITED | 100% EQUITY OWNER | 118708 |
| BERTE, STEPHEN JOHN | DIRECTOR | 6813438 |
| CAMMARATA, KRISTEN MARIE | CHIEF COMPLIANCE OFFICER | 5712807 |
| FORTINO, ROBERT ANTHONY | CHIEF FINANCIAL OFFICER/FINOP | 1905741 |
| MARSHALL, CLAIRE EMMA CATHERINE MRS | DIRECTOR | 6818060 |
| MORRIS, JEFFREY GLENN | DIRECTOR | 2190983 |
| ROBERTS, ERIC WILLIAM | EXECUTIVE REPRESENTATIVE | 4878508 |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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