William B. Disisto

NUVEEN ASSET MANAGEMENT

Chicago, IL 60606

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CRD#: 2129774

Professional summary

William Barry Disisto, who also goes by William B Di Sisto, Bill Disisto, William Barry Disisto, William B Disisto, is a registered financial advisor currently at NUVEEN ASSET MANAGEMENT, LLC located in Chicago, Illinois and NUVEEN SECURITIES, LLC located in New York, New York.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. William has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William B Di Sisto | Bill Disisto | William Barry Disisto | William B Disisto

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Barry Disisto's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 18, 2025 - Present

NUVEEN ASSET MANAGEMENT, LLC

Office #1: 333 West Wacker Drive, Chicago, IL 60606

RIA

CRD#: 155584

Chicago, IL

Current

April 16, 2025 - Present

NUVEEN SECURITIES, LLC

Office #1: 730 Third Ave, New York, NY 10017

CRD#: 469

New York, NY

Past

December 27, 2016 - July 19, 2024

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

Plymouth Meeting, PA

Past

July 3, 2012 - December 31, 2014

ALLSPRING FUNDS MANAGEMENT, LLC

RIA

CRD#: 110841

WILMINGTON, DE

Past

July 3, 2012 - July 19, 2024

ALLSPRING FUNDS DISTRIBUTOR, LLC

CRD#: 133366

WILMINGTON, DE

Past

June 1, 2009 - July 17, 2012

MORGAN STANLEY

RIA

CRD#: 149777

PURCHASE, NY

Past

June 1, 2009 - July 17, 2012

MORGAN STANLEY

CRD#: 149777

PURCHASE, NY

Past

September 11, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WILMINGTON, DE

Past

April 28, 2006 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

December 15, 2003 - November 29, 2004

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

October 21, 1999 - December 15, 2003

LOCKWOOD FINANCIAL SERVICES, INC.

CRD#: 40655

MALVERN, PA

Past

August 19, 1998 - September 24, 1998

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

October 31, 1995 - December 23, 1996

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

June 29, 1993 - September 12, 1995

TD AMERITRADE, INC.

CRD#: 7870

OMAHA, NE

Past

July 31, 1991 - October 7, 1992

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(4/16/2025)

Alaska
(4/16/2025)

Arizona
(4/16/2025)

Arkansas
(4/16/2025)

California
(4/16/2025)

Colorado
(4/16/2025)

Connecticut
(4/16/2025)

Delaware
(4/16/2025)

District of Columbia
(4/16/2025)

Florida
(4/16/2025)

Georgia
(4/16/2025)

Hawaii
(4/16/2025)

Idaho
(4/16/2025)

Illinois
(4/16/2025)

IAR

Illinois
(4/18/2025)

Indiana
(4/16/2025)

Iowa
(4/16/2025)

Kansas
(4/16/2025)

Kentucky
(4/16/2025)

Louisiana
(4/16/2025)

Maine
(4/16/2025)

Maryland
(4/16/2025)

Massachusetts
(4/16/2025)

Michigan
(4/16/2025)

Minnesota
(4/16/2025)

Mississippi
(4/16/2025)

Missouri
(4/16/2025)

Montana
(4/16/2025)

Nebraska
(4/16/2025)

Nevada
(4/16/2025)

New Hampshire
(4/16/2025)

New Jersey
(4/16/2025)

New Mexico
(4/16/2025)

New York
(4/16/2025)

North Carolina
(4/16/2025)

North Dakota
(4/16/2025)

Ohio
(4/17/2025)

Oklahoma
(4/16/2025)

Oregon
(4/16/2025)

Pennsylvania
(4/16/2025)

Puerto Rico
(4/16/2025)

Rhode Island
(4/16/2025)

South Carolina
(4/16/2025)

South Dakota
(4/16/2025)

Tennessee
(4/16/2025)

Texas
(4/16/2025)

Utah
(4/16/2025)

Vermont
(4/16/2025)

Virgin Islands
(4/16/2025)

Virginia
(4/16/2025)

Washington
(4/16/2025)

West Virginia
(4/16/2025)

Wisconsin
(4/16/2025)

Wyoming
(4/16/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/25/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/11/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/30/1991

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

CRD#: 155584 / SEC#: 801-71957

RIA

Registered Investment Advisory firm - (11/24/2010 Approved)

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Contact information

Main Address

333 West Wacker Drive, Chicago, IL 60606

Mailing Address

Phone number

(312) 917-7700

Established

Firm type

Fiscal year end

# of Employees

373

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NUVEEN ASSET MANAGEMENT, LLC FORM ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	71,370
AUM (Assets Under Management)	$ 259,916,966,911

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/21/2025	Cover Page	Report
12/19/2024	Cover Page	Report
12/15/2023	Cover Page	Report
12/15/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

William B. Disisto

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Barry Disisto's CRS (Customer Relationship Summary).

Certified licenses

Experience

NUVEEN SECURITIES, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS MANAGEMENT, LLC

ALLSPRING FUNDS DISTRIBUTOR, LLC

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

PERSHING LLC

LOCKWOOD FINANCIAL SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

NUVEEN ASSET MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/25/2006

Series 63

Date: 9/11/1991

SIE

Date: 10/1/2018

Series 7

Date: 7/30/1991

FINRA

Current Firm

NUVEEN ASSET MANAGEMENT, LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NUVEEN ASSET MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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