James E. Malinowski

THE JM FINANCIAL PLANNING GROUP, LTD.

Mundelein, IL

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CRD#: 2129695

Professional summary

James Eugene Malinowski, CFP® is a registered financial advisor currently at THE JM FINANCIAL PLANNING GROUP, LTD. located in Mundelein, Illinois and UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER located in Mundelein, Illinois.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. James has worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Estate Planning

Tax Planning

Insurance Planning

Investment Planning

Comprehensive Financial Planni...

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) THE J M FINANCIAL PLANNING GROUP - OWNER - REGISTERED INVESTMENT ADVISOR - MUNDELEIN, IL - SINCE 04/2013 - INVESTMENT RELATED 2.) THE J M FINANCIAL PLANNING GROUP - OWNER - NON-VARIABLE INSURANCE - MUNDELEIN, IL - SINCE 04/1991 - INVESTMENT RELATED 3.) JAMES MALINOWSKI - OWNER - NON-VARIABLE INSURANCE - MUNDELEIN, IL - SINCE 04/1991 - INVESTMENT RELATED

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Eugene Malinowski's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1994

Experience

Current

June 3, 2013 - Present

THE JM FINANCIAL PLANNING GROUP, LTD.

RIA

CRD#: 167347

Mundelein, IL

Current

May 29, 2013 - Present

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

Office #1: 26389 N Countryside Lake Dr, Mundelein, IL 60060

RIA

CRD#: 20804

Mundelein, IL

Past

April 20, 2007 - June 13, 2013

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 119890

MUNDELEIN, IL

Past

March 19, 2007 - June 24, 2013

APW CAPITAL, INC.

CRD#: 43814

ROCKAWAY, NJ

Past

August 11, 2006 - March 15, 2007

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

SOUTH BARRINGTON, IL

Past

January 1, 2004 - August 15, 2006

CETERA ADVISORS LLC

CRD#: 10299

SOUTH BARRINGTON, IL

Past

September 20, 1997 - November 19, 2008

VERMILLION FINANCIAL ADVISORS, INC.

RIA

CRD#: 119239

MOUNT PROSPECT, IL

Past

June 4, 1996 - January 1, 2004

VESTAX SECURITIES CORPORATION

CRD#: 10332

HUDSON, OH

Past

March 20, 1991 - March 25, 1992

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 20, 1991 - March 25, 1992

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Illinois
(5/29/2013)

IAR

Illinois
(6/3/2013)

Indiana
(1/10/2022)

Vermont
(8/15/2013)

Wisconsin
(8/15/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 9/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/3/1996

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

THE JM FINANCIAL PLANNING GROUP, LTD.

CRD#: 167347 / SEC#:

Illinois

Registered Investment Advisory firm - (6/3/2013 Approved)

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Contact information

Main Address

Mundelein, IL

Mailing Address

Phone number

(847) 393-7675

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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James E. Malinowski

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Eugene Malinowski's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

COMPREHENSIVE CAPITAL MANAGEMENT, INC.

APW CAPITAL, INC.

GROVE POINT INVESTMENTS, LLC

CETERA ADVISORS LLC

VERMILLION FINANCIAL ADVISORS, INC.

VESTAX SECURITIES CORPORATION

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 6/3/1996

FINRA

Current Firm

THE JM FINANCIAL PLANNING GROUP, LTD.

Contact information

Documents

Red Flags

Company Information

THE JM FINANCIAL PLANNING GROUP, LTD.

TRUST BUT VERIFY

Contact information

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