Gary L. Pevey

AFS INVESTMENTS

Sacramento, CA 95864

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CRD#: 2129469

Professional summary

Gary Lyle Pevey, ChFC®, CLU® is a registered financial advisor currently at AFS INVESTMENTS located in Sacramento, California.

Gary is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1991. Gary has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WEALTH DESIGN GROUP INSURANCE, CORPORATION, START: 1997, 3445 AMERICAN RIVER DR. STE B SACRAMENTO, CA 95864, AGENT, LIFE HEALTH PLANNING SERVICES, LTC, DISABILITY, INDIVIDUAL & GROUP HEALTH., NOT INVESTMENT RELATED, 150 HOURS PER MONTH, 8 HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lyle Pevey's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

ChFC^®

Chartered Financial Consultant

CLU^®

Chartered Life Underwriter

Experience

Current

January 7, 2022 - Present

AFS INVESTMENTS

Office #1: 3445 American River Dr, Suite B, Sacramento, CA 95864

RIA

CRD#: 163928

Sacramento, CA

Past

July 1, 2013 - May 23, 2016

MUTUAL ADVISORS, LLC

RIA

CRD#: 167658

SACRAMENTO, CA

Past

April 25, 2011 - July 9, 2013

MUTUAL SECURITIES, INC.

RIA

CRD#: 13092

SACRAMENTO, CA

Past

March 31, 2011 - February 23, 2018

MUTUAL SECURITIES, INC.

CRD#: 13092

SACRAMENTO, CA

Past

February 25, 2002 - May 7, 2019

WEALTH DESIGN GROUP

RIA

CRD#: 134480

SACRAMENTO, CA

Past

March 26, 1998 - March 31, 2011

KESTRA INVESTMENT SERVICES, LLC

RIA

CRD#: 42046

SACRAMENTO, CA

Past

December 2, 1997 - March 31, 2011

KESTRA INVESTMENT SERVICES, LLC

CRD#: 42046

SACRAMENTO, CA

Past

March 7, 1991 - December 3, 1997

NYLIFE SECURITIES LLC

CRD#: 5167

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/7/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/5/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/23/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/1997

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/19/1991

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 3/5/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

AFS INVESTMENTS

AFS INVESTMENTS | ANDRADE FINANCIAL SERVICES, INC.

CRD#: 163928 / SEC#:

California

Registered Investment Advisory firm - (7/17/2012 Approved)

Texas

Registered Investment Advisory firm - (9/24/2024 Conditional Restricted)

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Contact information

Main Address

Turlock, CA

Mailing Address

Phone number

(916) 987-7335

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	309
AUM (Assets Under Management)	$ 52,774,669

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gary L. Pevey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Lyle Pevey's CRS (Customer Relationship Summary).

Certified licenses

Experience

MUTUAL ADVISORS, LLC

MUTUAL SECURITIES, INC.

MUTUAL SECURITIES, INC.

WEALTH DESIGN GROUP

KESTRA INVESTMENT SERVICES, LLC

KESTRA INVESTMENT SERVICES, LLC

NYLIFE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/5/1991

SIE

Date: 2/23/2018

Series 7

Date: 3/10/1997

Series 22

Date: 11/19/1991

Series 6

Date: 3/5/1991

Current Firm

AFS INVESTMENTS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AFS INVESTMENTS

TRUST BUT VERIFY

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