Sharyn G. Frankel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sharyn Grwen Frankel, who also goes by Sharyn Dickman, Sharyn Gwen Frankel, was a registered financial professional .
Sharyn is a previously registered financial professional and started their career in finance in 1974. Sharyn had worked at 2 firms and has passed the Series 41 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2005 - March 1, 2023
STUART FRANKEL & CO., INCORPORATED
May 23, 1985 - January 23, 2003
STUART FRANKEL & CO., INCORPORATED
March 18, 1974 - January 27, 1978
STUART FRANKEL & CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 3/14/1974
NYSE Allied Member ExaminationSeries 00
Date: 3/14/1974
General Securities Principal ExaminationCurrent Firm
STUART FRANKEL & CO., INCORPORATED
CRD#: 14593 / SEC#: , 8-17419
Contact information
FINRA licenses (6 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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