Beth D. Goldstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Beth Dawn Goldstein, who also goes by Beth Dawn Friedman, was a registered financial professional .
Beth is a previously registered financial professional and started their career in finance in 2017. Beth had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 12, 2022 - June 1, 2023
CW ADVISORS, LLC
January 3, 2020 - May 17, 2021
PINNACLE ADVISORY GROUP, INC.
April 3, 2017 - January 12, 2018
BULL BEAR INVESTMENT MANAGEMENT LLC
Primary Firm SEC Registration
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
CW ADVISORS, LLC
CRD#: 310873 / SEC#: 801-119667
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,836 |
| AUM (Assets Under Management) | $ 9,301,984,860 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/23/2025 | ||
| 07/02/2024 | ||
| 09/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
