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SC

Scott G. Chantigny

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CRD#: 2129194
SC

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Scott Gerard Chantigny, who also goes by Scott Chantigny, was a registered financial professional .

Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Scott Chantigny

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 31, 2013 - October 29, 2014

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

July 20, 2011 - December 31, 2012

PATRICK CAPITAL MARKETS, LLC

BD
CRD#: 16518
ST LOUIS, MO
Past

January 7, 2008 - January 19, 2011

KENMAR SECURITIES, L.P.

BD
CRD#: 29375
NEW YORK, NY
Past

March 6, 2006 - September 21, 2006

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
SAN FRANCISCO, CA
Past

July 15, 1999 - October 29, 2004

CHAPDELAINE CORPORATE SECURITIES & CO

BD
CRD#: 23741
NEW YORK, NY
Past

August 27, 1998 - April 22, 1999

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

BD
CRD#: 30107
BOSTON, MA
Past

April 26, 1994 - July 28, 1998

LYNCH, JONES & RYAN LLC

BD
CRD#: 3198
NEW YORK, NY
Past

October 5, 1993 - April 19, 1994

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

BD
CRD#: 840
BOSTON, MA
Past

May 19, 1992 - August 19, 1992

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

September 30, 1991 - May 27, 1992

LEGG MASON WOOD WALKER, INCORPORATED

BD
CRD#: 6555
BALTIMORE, MD
Past

March 25, 1991 - September 26, 1991

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INNOVATION PARTNERS LLC
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC

CRD#: 146344 / SEC#: 801-78702, 8-67812

RIA
Registered Investment Advisory firm - SEC (10/24/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
California
Registered Investment Advisory firm - SEC (1/9/2014 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (1/10/2014 Terminated)
New York
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 4/8/1991
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 12/11/1999
General Securities Principal Examination

Current Firm


IP
INNOVATION PARTNERS LLC
DEEMER WEALTH MANAGEMENT | INNOVATION PARTNERS LLC. | INNOVATION PARTNERS LLC

CRD#: 146344 / SEC#: 801-78702, 8-67812

RIA
Registered Investment Advisory firm - SEC (10/24/2013 Approved)
Arizona
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
California
Registered Investment Advisory firm - SEC (1/9/2014 Terminated)
Colorado
Registered Investment Advisory firm - SEC (12/17/2013 Terminated)
Connecticut
Registered Investment Advisory firm - SEC (12/18/2013 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Indiana
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)
Nevada
Registered Investment Advisory firm - SEC (1/10/2014 Terminated)
New York
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Ohio
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Pennsylvania
Registered Investment Advisory firm - SEC (12/11/2013 Terminated)
Rhode Island
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/10/2013 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
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Contact information


Main Address
5950 Fairview Road Suite 140, Charlotte, NC 28210
Mailing Address
5950 Fairview Road Suite 140, Charlotte, NC 28210
Phone number
(704) 708-5461
Established
North Carolina since 11/19/2007
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
297

SEC notice filing (40 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

FINRA licenses (52 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

JOHN POLYVIOU ADV PART 2B (7/7/2025)

Direct owners and executive officers


NamePositionCRD#
E STRICKER HOLDINGS LLCSTOCKHOLDER
ANAGENISIS INVESTMENT HOLDINGS LLCSTOCK HOLDER
CAMPBELL, ROBERTFINOP1349154
MCNABB, MATTHEW JOHNCO-CCO2119641
POLYVIOU, JOHN ANTHONYCO-CCO, PRESIDENT AND RIA PRINCIPAL2030212
UYESUGI, LAUREN ARNETTCOMPLIANCE PRINCIPAL2889864

Disclosures


Regulatory Event1

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


INNOVATION PARTNERS LLC

CRD#: 146344

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