Scott G. Chantigny
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Gerard Chantigny, who also goes by Scott Chantigny, was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1991. Scott had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 31, 2013 - October 29, 2014
INNOVATION PARTNERS LLC
July 20, 2011 - December 31, 2012
PATRICK CAPITAL MARKETS, LLC
January 7, 2008 - January 19, 2011
KENMAR SECURITIES, L.P.
March 6, 2006 - September 21, 2006
LYNCH, JONES & RYAN LLC
July 15, 1999 - October 29, 2004
CHAPDELAINE CORPORATE SECURITIES & CO
August 27, 1998 - April 22, 1999
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
April 26, 1994 - July 28, 1998
LYNCH, JONES & RYAN LLC
October 5, 1993 - April 19, 1994
COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.
May 19, 1992 - August 19, 1992
LEHMAN BROTHERS INC.
September 30, 1991 - May 27, 1992
LEGG MASON WOOD WALKER, INCORPORATED
March 25, 1991 - September 26, 1991
J.P. MORGAN SECURITIES LLC
Primary Firm SEC Registration
INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INNOVATION PARTNERS LLC
CRD#: 146344 / SEC#: 801-78702, 8-67812
Contact information
SEC notice filing (40 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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