NP
Neil B. Porter
AE WEALTH MANAGEMENT
Springfield, MO 65804
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CRD#: 2129010
NP
Professional summary
Neil Bruce Porter, who also goes by Bruce Porter, N Bruce Porter, is a registered financial advisor currently at AE WEALTH MANAGEMENT, LLC located in Springfield, Missouri.
Neil is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Neil has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bruce Porter | N Bruce Porter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) The Resource Center, Inc; Yes Investment related; 1304 E Kingsley St Springfield MO, 65804; Insurance and financial services; CEO; 01/2001; 160 hours per month; 160 hours per month during securities trading hours. Insurance Sales. 2) Mr. Fix-It Services of the Ozarks; 1304 E Kingsley St, Springfield MO, 65804; Not Investment Related; Owner; 02/2012; 6hrs/Month; 3hrs/Month Trading; Handyman Services; 3) Resource Center Properties, LLC; 1304 E Kingsley St, Springfield, MO 65804; Yes Investment Related; 04/2013; 0hrs/Month; 0hrs/Month Trading; Rental Company; 4) The Resource Center Insurance Services, LLC; Yes Investment Related; Owner; 05/2019; 2hrs/Month; 2hrs/Month Trading; Auto & Home Insurance; 5) The Resource Center, Inc; Yes Investment related; 1304 E Kingsley St Springfield MO, 65804; Author - Book "Finding The Courage To Retire"; CEO; 01/2001; 200 hours per month; 120 hours per month during securities trading hours. Owner - Insurance and Financial Services - We use this book as a gift and other promotional purposes. 6) OakStar Bancshares, Inc.; Yes Investment Related; 1020 E. Battlefield Road, Springfield, MO 65807; Stockholder Ownership; Stockholder; 12/01/2004; 0 hrs/Month; 0 hrs/ Month during Trading Hours; Shareholder. 7) SWI Foundation (Southwest Industries Foundation; Not Investment Related; 1304 Kingsley St., Springfield MO 65804; Adult handicapped individuals employed; Board Member; 06/01/2020; .5 hours per month. .5 hours per month during securities trading hours. Adult handicapped individuals are employed to perform various production support roles with various industries throughout our region. 8) The Resource Center, Inc.; Not Investment Related: 1304 Kingsley St., Springfield, MO 65804; Employed Social Security Disability Certified Representative Agent: President/CEO; Start Date: 2/1/2022; 40 hours per month; 40 hours per month during securities trading hours; Employee will be assisting with social security disability cases. 9) The Resource Center, Inc.; Not Investment Related; 1304 Kingsley St., Springfield, MO 65804; Registered with Identity IQ to offer Identity theft protection to clients; Employee; Start Date: 02/01/2022; 00 hours per month; 00 hours per month during securities trading hours; Referring clients to Identity IQ if they are interested in Identity theft protection.
CRS (Client Relationship Summary) - RIA
Click below to view Neil Bruce Porter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 6, 2017 - Present
AE WEALTH MANAGEMENT, LLC
Office #1: 1304 E Kingsley St, Springfield, MO 65804Office #2: 2 Kissee Ave Ste B, Kimberling City, MO 65686Office #3: 203 Jamestown Blvd Unit C, Rogersville, MO 65742RIA
CRD#: 282580
Springfield, MO
Past
July 5, 2000 - June 12, 2001
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
July 5, 2000 - June 12, 2001
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Past
February 16, 1994 - February 4, 2000
METROPOLITAN LIFE INSURANCE COMPANY
BD
CRD#: 4095
NEW YORK, NY
Past
February 16, 1994 - February 4, 2000
MSI FINANCIAL SERVICES, INC.
BD
CRD#: 14251
SPRINGFIELD, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Missouri(2/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
AW
AE WEALTH MANAGEMENT, LLC
AE WEALTH MANAGEMENT, LLC
CRD#: 282580 / SEC#: 801-107319
RIA
Registered Investment Advisory firm - (2/17/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2950 Sw Mcclure Road Suite B, Topeka, KS 66614
Mailing Address
Phone number
(866) 363-9595
Established
Firm type
Fiscal year end
# of Employees
602
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,059 |
| AUM (Assets Under Management) | $ 37,525,706,084 |
Red Flags
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Company Information
AE WEALTH MANAGEMENT, LLC
CRD#: 282580Springfield, MO 65804TRUST BUT VERIFY
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