Scott M. Weinstein

AMERITAS ADVISORY SERVICES

Oswego, IL

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CRD#: 2128978

Professional summary

Scott Michael Weinstein is a registered financial advisor currently at AMERITAS ADVISORY SERVICES, LLC located in Oswego, Illinois and AMERITAS INVESTMENT COMPANY, LLC located in Oswego, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1991. Scott has worked at 11 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed as an Independent Insurance Agent to sell fixed insurance products * Advisor Controls; same as residence; inv rel; planning software; Affiliate; start date=12/2019; hrs/mo=2; trading hrs/mo=2; share my experiences and introduce Advisors to a client-friendly approved software * Cajew LLC, same as branch; non-inv rel; partner; member; start date=01/20/2020; hrs/mo=0; trading hrs/mo=0;pay mortgage and collect rent * Ameritas Wealth Advisors; inv rel; same as branch; Insurance Services; Agent; start date=08/2025; hrs/mo=35; trading hrs/mo=28; Market to business owners, executives, medial professionals and retirees' products that can help conserver wealth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Weinstein's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 5, 2025 - Present

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Oswego, IL

Current

January 2, 2019 - Present

AMERITAS INVESTMENT COMPANY, LLC

CRD#: 14869

Oswego, IL

Past

November 1, 2021 - October 19, 2023

AMERITAS ADVISORY SERVICES, LLC

RIA

CRD#: 317245

Naperville, IL

Past

February 11, 2019 - November 1, 2021

AMERITAS INVESTMENT COMPANY, LLC

RIA

CRD#: 14869

Tinley Park, IL

Past

March 4, 2013 - January 8, 2019

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

OSWEGO, IL

Past

September 30, 2009 - December 31, 2018

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

NAPERVILLE, IL

Past

October 16, 2007 - September 16, 2009

EQUITABLE ADVISORS, LLC

CRD#: 6627

OAK BROOK, IL

Past

November 6, 2000 - August 1, 2007

INTEGRATED FINANCIAL PLANNING SERVICES

CRD#: 17935

HEIDELBERG,

Past

May 16, 2000 - November 3, 2000

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 4, 1999 - April 27, 2000

OSAIC FS, INC.

CRD#: 3870

FORT WAYNE, IN

Past

May 7, 1998 - January 4, 1999

MML INVESTORS SERVICES, LLC

CRD#: 10409

SPRINGFIELD, MA

Past

March 25, 1991 - May 4, 1998

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

March 25, 1991 - May 4, 1998

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(8/16/2021)

Florida
(1/2/2019)

Illinois
(1/2/2019)

IAR

Illinois
(2/5/2025)

Indiana
(1/2/2019)

Iowa
(10/21/2021)

Missouri
(11/4/2024)

Wisconsin
(8/31/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/25/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/28/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/21/1991

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

CRD#: 317245 / SEC#: 801-55153

RIA

Registered Investment Advisory firm - (1/13/1998 Approved)

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Contact information

Main Address

5900 O Street, Lincoln, NE 68510

Mailing Address

Phone number

(800) 335-9858

Established

Firm type

Fiscal year end

# of Employees

560

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (9/19/2025)

AMERITAS INVESTMENT STRATEGIES WRAP BROCHURE (9/19/2025)

AMERITAS WEALTH PLATFORM (9/19/2025)

GALAXY WRAP FEE BROCHURE (9/19/2025)

GALAXY II WRAP FEE BROCHURE (9/19/2025)

CONSTELLATION WRAP FEE PROGRAM (9/19/2025)

Regulatory assets under management

Total Number of Accounts	41,501
AUM (Assets Under Management)	$ 11,506,548,514

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/28/2025	Cover Page	Report
07/23/2024	Cover Page	Report
07/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Scott M. Weinstein

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Michael Weinstein's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERITAS INVESTMENT COMPANY, LLC

AMERITAS ADVISORY SERVICES, LLC

AMERITAS INVESTMENT COMPANY, LLC

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

EQUITABLE ADVISORS, LLC

INTEGRATED FINANCIAL PLANNING SERVICES

PRUCO SECURITIES, LLC.

OSAIC FS, INC.

MML INVESTORS SERVICES, LLC

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

AMERITAS ADVISORY SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/25/2013

Series 63

Date: 1/28/2008

SIE

Date: 10/1/2018

Series 6

Date: 3/21/1991

FINRA

Current Firm

AMERITAS ADVISORY SERVICES, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

AMERITAS ADVISORY SERVICES, LLC

TRUST BUT VERIFY

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